Stephen Docherty Email & Phone Number

London, Gb

London, England, United Kingdom

Management of Operational deal structuring & support of Morgan Stanley's London (EMEA) and Tokyo (Japan) Equity ‘Global Capital Markets' desks. - Experience co-ordinating internal operation deal structuring with numerous stakeholders including: syndicate desks; treasury funding desks; execution desks; taxation experts; brokerage firms; Operations teams across various ECM banks. - Wide ranging financial market experience including: the UK; Ireland; MENA Markets; Japan Off-shore; Spain (enhanced reporting requirements); Greece; other EU developing financial markets including Romania. - Experienced in RNS reporting obligations. - People management responsibility.- Automation and development using a number of tools including: PowerBi; Alteryx; VBA.

Glasgow, Scotland, United Kingdom

Analysis of firm positions and inventory across all product categories - FID, Equity, Derivatives, Stock Loan etc. working to strategise for most efficient utlisiation of stock. Reviewing issues across markets and depots to create strategic fixes ahead of potential buy-ins/penalties with enforcement of CSDR regulation.

Glasgow, Glasgow City, United Kingdom

Oversight of the Fixed Income Middle Office Client Operations team within Glasgow and two offshore vendor teams of Tata Consultants (TCS).

Glasgow, United Kingdom

Supporting focus clients of Morgan Stanley’s Fixed Income sales desks. Work to allocate client orders, control operational and external risk, and resolve any client issues/queries swiftly. Point of contact for all clients Middle Office queries/issues. Liaise between Sales Desks, Trade Support Teams, Settlements and other Middle/Back Office contacts in order to service client needs.

Glasgow, United Kingdom

Working to support Morgan Stanley’s London based Fixed Income Trading desks. Working to ensure all risk is booked and processed correctly. All-round trouble shooter for any issues with bookings from Trading System issues right through to post-settlement. Liaising between Trading and Sales desks; Brokers; third parties such as Central Banks; and the Operational departments within Morgan Stanley. Experience with Government/Rates Bonds; Credit and Corporate; Distressed Products and Syndication Deals for new issues.Involved in the training of a number of new members of the team, through production of materials and 1-2-1 training on the desk.

Glasgow, United Kingdom

Barcelona Area, Spain

Dealing with clients worldwide to register travel and health insurance claims, and then push policies through to the pay-out stage. Primarily telephone based; my role was to record their details and then deal with the client from first contact, to settlement of claim. Medical/Police reports would be inspected and cross checked with the policy wordings to validate policies.

Master'S Degree In Economics And International Relations, Economics, Ma (Hons)

Activities and Societies: Politics and International Relations Society; Aberdeen University Trading and Investment Society, University.

High School, 6 Scottish Highers

Deputy Head-Boy, Head of Debate Team, Head of the Ecological Group, S6 Council Member, Secretary of the Pupil Council, Sixth Year Prefect.