Stephen Eng Email & Phone Number

Greater Boston Area

• Provided clients investment performance using FundStation, Lipper and Morningstar on an ad-hoc basis• Prepared and validated shareholder reports and prospectuses prior to regulatory reporting deadlines• Verified board material data like PM inception dates, returns and ranks were accurate so that senior manager could notify Business Support group that data could be extracted• Provided investment accounting weekly seed money request so that subaccounts of closed- end funds met… Show more • Provided clients investment performance using FundStation, Lipper and Morningstar on an ad-hoc basis• Prepared and validated shareholder reports and prospectuses prior to regulatory reporting deadlines• Verified board material data like PM inception dates, returns and ranks were accurate so that senior manager could notify Business Support group that data could be extracted• Provided investment accounting weekly seed money request so that subaccounts of closed- end funds met minimum net assets thresholds required to pull correct performance returns• Validated closed end fund monthly and quarterly returns prior to the data being uploaded to the company’s website• Reconciled Morningstar data for trust funds and 529 funds on a monthly basis and escalated any issues such as missing data or incorrect returns to clear the breaks• Created a new automated recon process that utilized v-lookup formulas for closed end funds recon• Completed new variable annuity product launch projects such as name and CUSIP changes by verifying and uploading the correct data for the new subaccounts/ products on Fundstation and notifying the appropriate groups prior to launch• Created detailed procedures and trained group members on tasks over Teams Show less

Greater Boston Area

• Reconciled outstanding bank loan, forward and swap issues on a weekly basis• Monitored and confirmed security and cash collateral were processed prior to their respective deadlines• Researched and resolved a variety of complex cash breaks on a daily basis• Resolved trade issues by the 2:30 p.m. cash sweep deadline• Completed swingline or revolving line of credit forms according to client’s line of credit policy to ensure the client was able to review and approve prior to 1… Show more • Reconciled outstanding bank loan, forward and swap issues on a weekly basis• Monitored and confirmed security and cash collateral were processed prior to their respective deadlines• Researched and resolved a variety of complex cash breaks on a daily basis• Resolved trade issues by the 2:30 p.m. cash sweep deadline• Completed swingline or revolving line of credit forms according to client’s line of credit policy to ensure the client was able to review and approve prior to 1 p.m. deadline • Pricing issues such as NAV impacting alerts, missing prices and price challenges were resolved before the daily 6:05 p.m. deadline • Processed and mailed litigation checks throughout the week according to each client’s litigation check policy • Processed single and multi-lot loan restructures in an accurate manner and informed loan processing and pricing teams when the restructure had been completed • Fulfilled client’s audit requests for de-conversion project and also helped co-workers with other client’s requests for a conversion project • Increased work efficiency by updating and simplifying outdated monthly reporting procedures Show less

Greater Boston Area

• Reviewed payments to ensure payments were properly processed so that the daily end balance tied• Researched and reviewed corporate action issues like CUSIP swings and stock splits by ensuring daily tax accrual reports were correct and position recon reports did not have variances• Escalated any daily issues like inaccurate tax documents, pricing issues and incorrect entries in a timely manner• Reconciled INR and THB tax statements quarterly to ensure all clients’ tax lots and… Show more • Reviewed payments to ensure payments were properly processed so that the daily end balance tied• Researched and reviewed corporate action issues like CUSIP swings and stock splits by ensuring daily tax accrual reports were correct and position recon reports did not have variances• Escalated any daily issues like inaccurate tax documents, pricing issues and incorrect entries in a timely manner• Reconciled INR and THB tax statements quarterly to ensure all clients’ tax lots and prices were accurate Show less

• Maintained books of 124 accounts consisting of investor clients’ equity and fixed income funds• Computed performances for various funds by calculating, analyzing and reporting NAVs and clients using State Street accounting system

Master Of Science, Finance; Investment & Securities

Bachelor Of Science, Accounting