Principal Compliance Lead
CurrentFocus on technology governance to ensure broker/dealer regulatory requirements are met. Support supervision of broker/dealer through guidance and oversight of wealth management teams. Lead and coach direct report.
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@thecapitalgroup.com
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Stephen Knutson is listed as Compliance leader with track record of leading and implementing compliance programs to ensure adherence to regulatory standards, minimizing risks and improving operational efficiency. at Capital Group, a with 7268 employees, based in Los Angeles, California, United States. AeroLeads shows a work email signal at thecapitalgroup.com and a matched LinkedIn profile for Stephen Knutson.
Stephen Knutson previously worked as Principal Compliance Lead at Capital Group and Compliance Specialist at Capital Group. Stephen Knutson holds Bachelor Of Science - Bs, Banking, Corporate, Finance, And Securities Law from Missouri State University.
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Stephen Knutson is a Compliance leader with track record of leading and implementing compliance programs to ensure adherence to regulatory standards, minimizing risks and improving operational efficiency. at Capital Group.
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Los Angeles, California, United States
Focus on technology governance to ensure broker/dealer regulatory requirements are met. Support supervision of broker/dealer through guidance and oversight of wealth management teams. Lead and coach direct report.
Los Angeles, California, United States
Compliance specialist ensuring regulatory requirements and company policies are met by US based broker/dealer sales associates with collaboration by their sales managers, compliance and legal.
Other employees you can reach at thecapitalgroup.com. View company contacts for 7268 employees →
Mete Akkemik
Colleague at Capital GroupLondon, England, United Kingdom
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Larry To
Colleague at Capital GroupOrange County, California, United States
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Irene Tovar
Colleague at Capital GroupSan Antonio, Texas, United States
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Patty Leon-Encalade
Colleague at Capital GroupIrvine, California, United States
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Audrey Mcclintock
Colleague at Capital GroupPhoenix, Arizona, United States
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Paul Karam, Cfa
Colleague at Capital GroupIrvine, California, United States
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Felix V.
Colleague at Capital GroupLos Angeles Metropolitan Area, United States
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Jean Song
Colleague at Capital GroupSan Francisco Bay Area, United States
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Kefah Al Musawi
Colleague at Capital GroupCardiff, Wales, United Kingdom
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Sarah Edwards
Colleague at Capital GroupSan Antonio, Texas, United States
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Stephen Knutson works for Capital Group.
Stephen Knutson is listed as Compliance leader with track record of leading and implementing compliance programs to ensure adherence to regulatory standards, minimizing risks and improving operational efficiency. at Capital Group.
AeroLeads has found 2 work email signals at @thecapitalgroup.com for Stephen Knutson at Capital Group.
Stephen Knutson is based in Los Angeles, California, United States while working with Capital Group.
Stephen Knutson has worked for Capital Group.
Stephen Knutson's colleagues at Capital Group include Mete Akkemik, Larry To, Irene Tovar, Patty Leon-Encalade, and Audrey Mcclintock.
You can use AeroLeads to view verified contact signals for Stephen Knutson at Capital Group, including work email, phone, and LinkedIn data when available.
Stephen Knutson holds Bachelor Of Science - Bs, Banking, Corporate, Finance, And Securities Law from Missouri State University.
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