Stephen M. Email & Phone Number

London, GB

London, England, GB

London, GB

Assists the Associate General Counsel - Corporate with implementation of the ethics & compliance programme in a way that helps move forward business strategy and objectives.

Knutsford, GB

Supporting the Group Head of Compliance on core compliance processes across the organisation including:· Data protection, Gifts & entertainment, Breaches, Complaints and Due diligence questionnaires. In addition, providing advice and guidance to colleagues on compliance-related queries and contributing to compliance induction training for new starters and.

Austin, Texas, US

Provide day-to-day compliance support to the CDKI business primarily relating to the HR, legal, finance, audit and security functions. Updating and drafting country/global policies in alignment with legal and regulatory changes and follow up training. Testing, documenting and maintaining sox 404 controls and procedures to ensure their effectiveness on.

Reading, England, GB

US

Responsible for maintaining a divisional robust third party compliance control programme within Ed-UK by identifying internal and external policy changes that could impact the business. In addition to manage business partner risk assessments and due diligence requirements, as well as monitor and review the on-going development of Ed-UK’s Compliance strategy.

Bonn, DE

Build and maintain strong relationships with all region of UKI and MLEMEA in addressing sanctions risk, AML, bribery and corruption risk. As well as assisting with development and maintenance of compliance processes and checklists within the region. I also do analysis and validate third party vendor policies and documentation for compliance with applicable.

Luxembourg City, LU

Conduct Anti-Money laundering (‘AML’) and Know Your Customer (‘KYC’) activities to provide assurance to senior management that the requirements of our external financial regulators and law enforcement agencies are being met (such as the Financial Conduct Authority (‘FCA’) and the National Crime Agency (‘NCA’)). In addition, provide assurance that our.

London, GB

Provided first class communication to claimants - explaining the terms of their policies, documenting claim details utilising bespoke software/applications and walking them through the claims process. As well as assisted insurers to investigate the validity of claims working with risk analysts, brokers and underwriters. This Ensured resolution of claims in.

Focused on delivering comprehensive risk-based audits, evaluating the effectiveness of current controls and produce concise reports highlighting areas of weakness with a structured improvement program. Working across the business in managing several key relationships ensuring the latest developments within the best practice are adhered to and implemented.

Open Degree, Mathematics And Business Management

Bsc (Hons), Accounting And Finance

Master Of Science (Msc), Risk Management