Stephen Plotnick Email & Phone Number

I have over twenty years of experience representing clients in connection with complex business, securities, financial, and capital markets litigation, as well as regulatory enforcement matters. My clients have included publicly-traded and private companies; financial services and securities industry firms and customers; foreign and domestic institutional investors; broker-dealers, investment banks, and issuers; hedge funds, private equity funds, and other private investment vehicles and portfolio companies, as well as their officers, directors, and other executives. My practice encompasses class, derivative, interpleader, and individual claims involving issues of common law and statutory fraud, federal and state securities and antitrust laws, business torts and contract-based claims, bankruptcy-related litigation, fiduciary duty and corporate governance matters, and issues involving shareholder, director, and officer rights and liability. I have prosecuted and defended against civil and regulatory claims arising out of a wide-variety of matters involving structured finance, capital markets transactions, and complex financial products, including collateralized debt obligations, mortgage and other asset-backed securities, and credit default swaps, as well as litigation arising out of mergers and acquisitions, commercial financing transactions, registration statements and prospectuses, investment management and trading, business divorces, and executive compensation and restrictive covenants. More recently, with the rapid growth and increasing use by companies of new and transformative technology to manage and understand their businesses and markets, my practice has likewise expanded into the areas of FinTech, cryptocurrencies and digital tokens, Blockchain, and data privacy, and the various complex regulatory and legal matters that continue to emerge around them.http://www.clm.com/attorney/plotnick_stephen

Listed skills include Litigation, Civil Litigation, Capital Markets, Trials, and 25 others.