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Stephen Reading, Cams Email & Phone Number
Advisory Specialist, Distribution Compliance
at
abrdn
1 work email found
@franklinsquare.com
4 phones found area 240, 301, 443, and 702
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
Role
Advisory Specialist, Distribution Compliance
Location
Philadelphia, Pennsylvania, United States
Company size
Who is Stephen Reading, Cams? Overview
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Quick answer
Stephen Reading, Cams is listed as Advisory Specialist, Distribution Compliance at abrdn, a with 5612 employees, based in Philadelphia, Pennsylvania, United States. AeroLeads shows a work email signal at franklinsquare.com, phone signal with area code 240, 301, 443, 702, and a matched LinkedIn profile for Stephen Reading, Cams.
Stephen Reading, Cams previously worked as Banking Compliance Officer at Sei and Compliance Analyst at Penn Mutual. Stephen Reading, Cams holds Bachelor Of Science - Bs, Economics With Business Concentration from Drexel University.
Company email context
Email format at abrdn
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*@franklinsquare.com
68% confidence
AeroLeads found 1 current-domain work email signal for Stephen Reading, Cams. Compare company email patterns before reaching out.
Profile bio
About Stephen Reading, Cams
With a proven track record in regulatory compliance and anti-money laundering, my career is anchored in strengthening financial institutions against compliance risks. At SEI, my role as a Banking Compliance Officer entails rigorous oversight and the development of robust compliance frameworks that safeguard our operations and reputation. My expertise in conducting regulatory examinations and managing compliance programs ensures that SEI remains ahead of evolving regulatory challenges.Previously, as a Compliance Analyst at Penn Mutual, my strategic approach to monitoring and testing operational processes was instrumental in promoting a culture of compliance. The rapport built with regulatory bodies during my tenure fortified trust and transparency. Committed to fostering ethical business practices, I am dedicated to creating an environment at SEI where compliance is not just a mandate, but a shared responsibility and a cornerstone of operational excellence.
Listed skills include Customer Service, Microsoft Excel, Leadership, Public Speaking, and 15 others.
Current workplace
Stephen Reading, Cams's current company
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Abrdn
7 roles
Stephen Reading, Cams work experience
A career timeline built from the work history available for this profile.
Advisory Specialist, Distribution Compliance
Current
Nov 2024 - Present
Banking Compliance Officer
Jul 2022 - Nov 2024
Compliance Analyst
Conducted compliance reviews of business operations and processes pursuant to HTK policy and procedure, developed and managed policy, procedure, and written supervisory procedures (WSPs), and built and maintained rapport with external regulatory bodies and internal audit functions.• Designed and managed the annual monitoring and testing program of business operations and processes for both HTK BD and IA, generating internal awareness of compliance requirements and enabling proactive resolution of operational / supervision non-compliance issues• Constructed a RACM for HTK BD and IA in order to increase efficiency of developing annual test plans, to inform HTK leadership of regulatory risks associated with the firm. Reduced findings by 25% of “Needs Improvement” or “Unsatisfactory” in the monitoring and testing program• Developed and delivered 16 education modules to 1,000 HTK employees on ethics, compliance, and risk to increase awareness of protecting HTK’s brand and to reduce compliance risk• Led remapping effort in 8-month project to redesign HTK WSPs to match changes in business procedures and direction in advance of new business model.• Prepared annual reports for FINRA rule 3130 and SEC rule 206(4)-7 to ensure firm compliance with the rules and to inform the HTK board of firm compliance• Managed the testing and development of new data feeds for AML screening in Bridger. Increased speed and accuracy of transaction alert clearance by reducing false positives by 75%• Created legal hold process for all electronic communications in Smarsh to ensure efficient and compliant responses to legal and regulatory requests
May 2018 - Mar 2022
Political Affairs Co-Op
Completed 6-month business co-op as part of degree process.• Processed 50-75 check requests a week in an Access database for all federal, state, and local political contribution requests to enable field managers to build and maintain relationships with politicians• Coordinated with Senior Manager to assess the legality of political contributions in accordance with contribution and pay-to-play laws
Sep 2016 - Mar 2017
Compliance Co-Op
Completed 6-month business co-op as part of college program process and continued for an additional 6 months.• Developed and executed improved compliance onboarding policies and procedures clarifying required onboarding documentation and information and improving ramp up • Assisted Senior Compliance Officer by organizing key data points in trading flags and certification dates
Sep 2015 - Aug 2016
International Finance Co-Op
Completed 6-month business co-op as part of degree process.• Processed and adjusted reinsurance calculations for seven different reinsurance program lines• Developed new system of completing reinsurance claims reports to increase adjustment calculation efficiency and accuracy through automation. System is still in place today
Sep 2014 - Mar 2015
2 education records
Stephen Reading, Cams education
Bachelor Of Science - Bs, Economics With Business Concentration
Drexel University
Education record
Meade Senior High School
FAQ
Frequently asked questions about Stephen Reading, Cams
Quick answers generated from the profile data available on this page.
What company does Stephen Reading, Cams work for?
Stephen Reading, Cams works for abrdn.
What is Stephen Reading, Cams's role at abrdn?
Stephen Reading, Cams is listed as Advisory Specialist, Distribution Compliance at abrdn.
What is Stephen Reading, Cams's email address?
AeroLeads has found 1 work email signal at @franklinsquare.com for Stephen Reading, Cams at abrdn.
What is Stephen Reading, Cams's phone number?
AeroLeads has found 4 phone signal(s) with area code 240, 301, 443, 702 for Stephen Reading, Cams at abrdn.
Where is Stephen Reading, Cams based?
Stephen Reading, Cams is based in Philadelphia, Pennsylvania, United States while working with abrdn.
What companies has Stephen Reading, Cams worked for?
Stephen Reading, Cams has worked for Abrdn, Sei, Penn Mutual, Comcast, and Franklin Square Capital Partners.
How can I contact Stephen Reading, Cams?
You can use AeroLeads to view verified contact signals for Stephen Reading, Cams at abrdn, including work email, phone, and LinkedIn data when available.
What schools did Stephen Reading, Cams attend?
Stephen Reading, Cams holds Bachelor Of Science - Bs, Economics With Business Concentration from Drexel University.
What skills is Stephen Reading, Cams known for?
Stephen Reading, Cams is listed with skills including Customer Service, Microsoft Excel, Leadership, Public Speaking, Microsoft Office, Powerpoint, Microsoft Word, and Social Media.
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