Governance Analyst
Current• Producing PowerPoint presentations for Operational Risk Forums on a monthly basis. Pulling and analysing data from a breadth of operational areas to inform senior stakeholders on whether risk statuses align with the risk appetite of the Business.• Devised and implemented a Quality Assurance Framework to ensure risk events are registered to an exemplary standard, entrenching robust data integrity and thereby mitigating risk.• Proactively managing risk by engaging with the Business through circulating spreadsheets containing open risk events and overdue treatment plans on a weekly basis as well as collaborating with stakeholders to manage their risk responsibilities.• Delivering high-quality minutes for multiple monthly Forums while tracking and managing outstanding actions that arise from deliberation.• Reviewed various documentation as Chair of the Document Review Group to comply with Consumer Duty standards ranging from letters sent to customers, contracts with brokers and other communications.• Protected consumers via broker monitoring processes such as Mystery Shopping. Conducted analysis of these reviews which held brokers to account by testing whether they adhere to the Terms of Trade.