Stephen Yun Email & Phone Number

Fundamental AnalysisTechnical AnalysisEquity ResearchDerivatives TradingOptions StrategiesPortfolio ManagementAsset ManagementBlended Investment Philosophy

Nashville, Tennessee

Nashville, Tennessee

• Deliver highly accurate and timely investment performance information reports to Institutional Investors.• Responsible for transactional data processing and manipulation, client maintenance, report generation & delivery, data publishing, and ongoing client support.

• Provide administrative support to the VP of Admissions & Business Development, along with the Outreach & Marketing Directors.• Assist in conducting research, preparing & building ROI reports, RFI's, and additional ad hoc requests.• Set up and lead tours of the facility to potential clients and professionals.• Manage follow up requests on a weekly basis.• Book, maintain, and plan conferences. • Compile business contacts, data entry, and manage mass messaging systems.• Help streamline and implement 4DX action goals into weekly activities. • Complete weekly projects supporting cross platform/matrix departments.

Nashville, Tennessee

As the very first intern for the Kroger Transportation Center since their consolidation in 2012, I was tasked with the responsibilities of managing a division in the retail department, completing a project, and learning the different functions of the Kroger Company on a high level basis. My daily activity of managing the Mid-Atlantic lane for the retail division at the KTC involved mediating communication between buyers, carriers, and the distribution centers. This revolved around tendering backorders from retailers through Krogers broad logistical capability. The project's focus was to create a comprehensive process to allow for all Overages, Shortages, and Damages to be managed at the DC level, accurately and efficiently, aligned with the concept of lean continuous improvement. Once implemented, it would allow for the relocation of resources towards more profitable ventures, allowing Kroger to cut waste and costs, boosting their over value and stakeholder trust in the company. The high level overview of the different aspects of the company ranged from the functional levels of supply chain management down to store operations.

Clarksville, Tennessee Area

TVA Investment Challenge, Spring 2015 – Present• Competing with 25 universities in the TVA service territory• Designing long-term investment strategies, placing trades, and providing performance reports to TVA by actively managing TVA funds • Developing skills in managing real money under similar guidelines of professional money managersTVA’s Investment Challenge is a unique, innovative partnership between TVA and 25 universities in its service territory that provides a real-world learning experience in portfolio management. The Challenge gives teams of students’ hands-on experience in managing real stock portfolios. Students actively manage TVA funds by designing long-term investment strategies, placing trades, and providing performance reports to TVA — all under the guidance of a faculty member. Students learn how to manage real money and all the requirements that come along with it and are held to similar guidelines as TVA’s professional money managers. Functions included: Developing a blended approach in investment philosophy Creating a process to manage a portfolio Analyzing industry specific companies Utilize different investment tools Key Responsibilities: We started with a break-up of the portfolio so that each student was assigned two companies within the portfolio. We then chose teams of 4 to compile our data and present our findings to the class consisting of our analysis. We each managed our two companies from the portfolio and three new prospective companies to develop a buy, sell, or hold recommendation by the end of the term aligned with the terms and guidelines of the TVA Investment Challenge rules. I then presented our portfolio performance to TVA financial member via conference call along with additional Q&A.

Greater Nashville Area

CFA Research Challenge, October 2014 – March 12, 2015 • Competing against other teams in the Nashville region on valuating a publically traded company• Working on team of 4 researching and analyzing a company selected by the CFA board to produce a buy, sell, hold recommendation, while gaining mentoring and development on the application of financial analysis fundamentalsThe CFA Institute Research Challenge is an annual global competition that provides university students with hands-on mentoring and intensive training in financial analysis. Students work in teams to research and analyze a publicly traded company — sometimes even meeting face-to-face with company management. Each team writes a research report on their assigned company with a buy, sell, or hold recommendation and may be asked to present and defend their analysis to a panel of industry professionalsKey Responsiblities: Team work oriented with the ability to complete individual work to collaborate data and ideas during bi weekly meetings. Our research was geared toward the hospitality industry with a focus in the convention/entertainment sector. We tasked each other with the ability to support our quantitative data with qualitative information derived from our research and observations of the presented company and its peer group.