Stephen Lank

Stephen Lank Email and Phone Number

President at Financial Resources Group Investment Services, LLC @ Financial Resources Group Investment Services, LLC
Stephen Lank's Location
Huntersville, North Carolina, United States, United States
Stephen Lank's Contact Details

Stephen Lank personal email

n/a

Stephen Lank phone numbers

About Stephen Lank

Stephen Lank is a President at Financial Resources Group Investment Services, LLC at Financial Resources Group Investment Services, LLC. He possess expertise in series 7, investment advisory, wealth management, mutual funds, alternative investments and 18 more skills.

Stephen Lank's Current Company Details
Financial Resources Group Investment Services, LLC

Financial Resources Group Investment Services, Llc

View
President at Financial Resources Group Investment Services, LLC
Stephen Lank Work Experience Details
  • Financial Resources Group Investment Services, Llc
    President
    Financial Resources Group Investment Services, Llc May 2021 - Present
    Fort Mill, South Carolina, Us
    An enterprising professional with more than 25 years of experience helping independent advisors and financial institutions create powerful and profitable client relationships. Working from the ground up, to facilitate the development of comprehensive financial service offerings that drive sales, increase assets under management, enhance your brand, attract new clients and retain existing ones- all while seeking to manage your risk. Presently serve 90 financial institutions, more than 600 financial advisors and 150 insurance licensed and securities registered representatives that have over $29 billion in client assets as of December 2020.Specialties: Financial Services, Community Banks, Credit Unions, Independent Financial Advisors, OSJ Supervision, Training, Education, Management, Wallet-Share Growth, Household Penetration, Recruiting, Investment Program Support, Support.Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. Financial Resources Group Investment Services, member FINRA/SIPC, is a separate entity. For hyperlinks to FINRA or SIPC, please see contact info section above.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accurateness or completeness.Here is the list of states in which I am/we are registered to do business: NC, SC
    View
  • Lpl Financial
    Senior Vice President, Broker Dealer Retail And Clearing Operations
    Lpl Financial Nov 2009 - Present
    San Diego, Ca, Us
    Responsible for leading all Retail Operations unitsincluding New Accounts, Account Transfers, Retirements, Money Movement, Billing, Cost Basis, Custody. Lead Offshore and Outsourcing Initiatives and Supported LPL's Independent, Institutional and Custom Clearing business lines through recruiting, transition and platform support.
    View
  • Lpl Financial
    Senior Vice President
    Lpl Financial Sep 2005 - Present
    San Diego, Ca, Us
    Responsible for leading all Retail Operations units including New Accounts, Account Transfers, Retirements, Money Movement, Billing, Cost Basis, Custody. Lead Offshore and Outsourcing Initiatives and Supported LPL's Independent, Institutional and Custom Clearing business lines through recruiting, transition and platform support.
    View
  • Lpl Financial
    Executive Vice President, Broker Dealer And Clearing Operations
    Lpl Financial Feb 2012 - May 2021
    San Diego, Ca, Us
    Responsibilities in the role of executive vice president of Operations within Service, Trading and Operations for LPL Financial, include leading the business and functional strategy for all company on-shore and off-shore client-facing and street-side operations. His responsibilities included the development and integration of key operational processes, systems, support, and service models as well as vendor and project management, while ensuring a consistent and rigorous focus on risk and control. In earlier roles with the company, Mr. Lank oversaw the client call centers and onboarding and conversion teams, leading the organization to focus on service, support, and problem resolution for clients. He joined LPL in 2005 as vice president of new accounts in the San Diego office and was later charged with leading the operations and service expansion in Charlotte.Prior to joining LPL Financial, Mr. Lank worked for seven years at Jefferson Pilot Securities Corporation as a senior manager with oversight of trading, brokerage services, and broker/dealer operations in conjunction with its clearing firm Pershing LLC. He led multiple initiatives to develop brokerage services operations and to grow the advisor field force. Previously, Mr. Lank was a securities trader for Fidelity Investments.Mr. Lank serves on the board of directors for The Private Trust Company, on the board of the Executive BETA Users Committee, and is the executive sponsor for LPL Financials involvement with Big Brothers Big Sisters of Greater Charlotte. Mr. Lank earned a Bachelor of Science in business management from Keene State College in New Hampshire and is currently attending the Securities Industry Institute at The Wharton School. He is FINRA Series 4, 7, 24, 53, 63, and 65 registered through LPL Financial.
    View
  • Lpl Financial
    Executive Vice President, National Sales And Consulting
    Lpl Financial Apr 2017 - Jun 2018
    San Diego, Ca, Us
    Stephen Lank is executive vice president of Sales Operations and Support within National Sales and Consulting (NSC) for LPL Financial, where he is responsible for leading the business and functional strategy for NSC sales support teams across retirement planning, high-net-worth solutions, financial planning, insurance operations and the Private Trust Company.In earlier roles with the company, Mr. Lank was executive vice president of Operations within Service, Trading and Operations for LPL Financial, where he lead the business and functional strategy for all company on-shore and off-shore client-facing and street-side operations. His responsibilities included the development and integration of key operational processes, systems, support, and service models as well as vendor and project management, while ensuring a consistent and rigorous focus on risk and control. Previous to that, he oversaw the client call centers and onboarding and conversion teams, leading the organization to focus on service, support, and problem resolution for clients. He joined LPL in 2005 as vice president of new accounts in the San Diego office and was later charged with leading the operations and service expansion in Charlotte.Mr. Lank is the Chairman of the Board of Directors for The Private Trust Company, on the board of the Executive BETA Users Committee, and is the executive sponsor for LPL Financials involvement with Big Brothers Big Sisters of Greater Charlotte. Mr. Lank earned a Bachelor of Science in business management from Keene State College in New Hampshire and recently completed the Securities Industry Institute program at The Wharton School. He is FINRA Series 4, 7, 24, 53, 63, and 65 registered through LPL Financial.
    View
  • Lpl Financial Services
    Senior Vice President
    Lpl Financial Services 2005 - Present
    Responsible for leading all Retail Operations units including New Accounts, Account Transfers, Retirements, Money Movement, Billing, Cost Basis, Custody. Lead Offshore and Outsourcing Initiatives and Supported LPL's Independent, Institutional and Custom Clearing business lines through recruiting, transition and platform support.
  • Axa Advisors, Llc
    Chief Operating Officer
    Axa Advisors, Llc Jul 2018 - May 2021
    New York, Ny, Us
    View
  • Equitable Advisors
    Chief Operating Officer
    Equitable Advisors Jul 2018 - May 2021
    View
  • Ifmg
    Senior Vice President
    Ifmg Sep 2007 - Dec 2008
  • Jefferson Pilot Financial
    Senior Manager, Broker Dealer Services
    Jefferson Pilot Financial Jul 1999 - Aug 2005
    Us
    View
  • Jefferson Pilot Securities
    Senior Manager
    Jefferson Pilot Securities 1999 - 2005
  • Lincoln Financial Group
    Senior Manager
    Lincoln Financial Group 1999 - 2005
  • Jefferson Pilot Financial & Securities
    Senior Manager
    Jefferson Pilot Financial & Securities 1999 - 2005

Stephen Lank Skills

Series 7 Investment Advisory Wealth Management Mutual Funds Alternative Investments Series 4 Series 24 Series 53 Series 63 Series 65 Finra Settlement Securities Regulation Uniform Combined State Law Financial Services Leadership Initiatives Retirement Securities Fixed Annuities Investment Strategies Series 6 Trading Leadership

Stephen Lank Education Details

  • Keene State College
    Keene State College
    General

Frequently Asked Questions about Stephen Lank

What company does Stephen Lank work for?

Stephen Lank works for Financial Resources Group Investment Services, Llc

What is Stephen Lank's role at the current company?

Stephen Lank's current role is President at Financial Resources Group Investment Services, LLC.

What is Stephen Lank's email address?

Stephen Lank's email address is st****@****lpl.com

What is Stephen Lank's direct phone number?

Stephen Lank's direct phone number is +170473*****

What schools did Stephen Lank attend?

Stephen Lank attended Keene State College.

What skills is Stephen Lank known for?

Stephen Lank has skills like Series 7, Investment Advisory, Wealth Management, Mutual Funds, Alternative Investments, Series 4, Series 24, Series 53, Series 63, Series 65, Finra, Settlement.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.