Experienced securities, general corporate, business and regulatory attorney with legal and compliance experience spanning commercial transactions, mergers and acquisitions, general corporate, financial services, secured lending, start-up company and venture capital fund financing, labor and employment and human resources, bankruptcy, compliance program management and regulatory examinations and inquiries (SEC and DOL). In my current General Counsel role at Fiera Capital Inc., I manage all legal and regulatory work for a financial services firm with ~$30 billion of diversified assets in separately managed accounts, private funds and public funds (asset classes include traditional equities, fixed income and alternative asset classes such as direct lending, agriculture assets and infrastructure assets). Prior to joining Fiera, I served as General Counsel and Chief Compliance Officer at Larch Lane Advisers, a boutique financial services firm with $1 billion of assets specializing in hedge fund investing and hedge fund manager seeding. Prior to going in-house, I was in private practice in the business and financial services groups at two large law firms. I received a JD/MBA from Boston College. I am a member of the Bars of New York and Massachusetts.
Listed skills include Hedge Funds, Private Equity, Asset Management, Securities Regulation, and 11 others.