Steve Penner work email
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Specialties: Asset Management, Investment Advisory Regulation and Compliance, Alternative Investments, Hedge Funds, Private Equity, Derivatives, Structured Finance, Prime Brokerage, Insurance Regulatory, Securities, Fixed Income, Equities, Private Placements, Securities Lending, Repo, Options, Clearing, Emerging Markets.
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General CounselVr Capital Group Apr 2022 - PresentNew York, New York, UsProvide strategic, regulatory and structural advice to a hedge fund manager with approximately $7.8bn in AUM, specializing in distressed securities and global emerging markets. Manage and implement the strategic vision for a team of five legal and compliance professionals, develop policies related to investment advisory, trade compliance, AML/CFT and other regulatory obligations, negotiate agreements and oversee litigation related to general corporate, transactional and employment matters, collaborate with departments across the firm to mitigate regulatory risk. -
General Counsel & Chief Compliance OfficerVr Capital Group Jul 2019 - Mar 2022New York, New York, Us -
Deputy General Counsel & Chief Compliance OfficerVr Capital Group Oct 2017 - Jun 2019New York, New York, Us -
Member Board Of TrusteesHammond Museum & Japanese Stroll Garden Jul 2023 - Oct 2024An intimate oasis that connects visitors to an inclusive world community, through tranquil Japanese style gardens and innovative arts and education programs. -
General Counsel, Investments Trading & OperationsXl Catlin Mar 2012 - Oct 2017Hamilton, Bermuda, BmAssisted the Catlin Group, a global insurer/reinsurer, in launching an in-house institutional investment management framework. Originally a $9bn portfolio allocated across fixed income securities, equities and alternative investments (including hedge funds, private equity, distressed debt and derivatives), it expanded to $42bn after the acquisition of Catlin by XL Group in 2015.Responsible for: negotiating trading agreements, direct private equity investments, addressing investment advisory, insurance regulatory and compliance issues across multiple jurisdictions, coordinating mergers and acquisitions activities and providing guidance to executive committees. -
Vice President - Legal And Compliance DivisionMorgan Stanley Jul 2010 - Feb 2012New York, Ny, UsResponsible for legal, transactional and regulatory matters for a number of business units within the Institutional Securities Group, including: Prime Brokerage, Hedge Fund Administration (Morgan Stanley Fund Services), Custody (Morgan Stanley Trust, N.A.), Securities Lending, and Broker-Dealer Clearing, and addressing the trading, financing, marketing and regulatory compliance needs of hedge fund and institutional investor clients. -
Associate - Asset Management Department (Commodities, Futures And Derivatives Group)Shearman & Sterling Llp Oct 2005 - Jun 2010Global, GbAdvised hedge funds, private equity funds, financial institutions and institutional investors on legal, transactional and regulatory matters related to: derivatives, structured finance, alternative investments, investment advisory activity, mergers/acquisitions and bankruptcy related litigation in the wake of the 2008 global financial crisis. -
Legal CounselBank Of America Jan 2010 - May 2010Charlotte, Nc, UsSecondment from Shearman & Sterling to the Global Corporate & Investment Banking legal department. Provided advice related to structuring and documenting derivative and repo transactions,and margin financing. -
Legal CounselEton Park Capital Management, L.P. May 2009 - Sep 2009UsSecondment from Shearman & Sterling. Provided advice related to investment advisory activity, fund formation and structuring, fund offerings, distribution and marketing, investor relations, derivatives and alternative investments, private equity transactions, regulatory compliance and internal fund operations. -
Legal Consultant To The Office Of The ProsecutorUnited Nations International Criminal Tribunal For Rwanda Aug 2008 - Sep 2008New York, Ny, UsSecondment from Shearman & Sterling. Provided legal research, analysis and drafted appellate briefs supporting the conviction of former Rwandan government ministers for crimes against humanity. -
Summer AssociateShearman & Sterling Llp May 2004 - Aug 2004Global, GbCapital Markets (Asia) in Tokyo and the Securitization and Derivatives in New York -
Logistics ManagerWorld Cup 2002 Host Broadcast Services Apr 2002 - Jul 2002
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Financial JournalistFinancial Publishing International Sep 2001 - Apr 2002Global Securities Finance, Global Custody Review and Capital Markets magazines
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English TeacherJapan Exchange And Teaching Program(Me) (Jet) Aug 1997 - Jul 2000JpKomoro Shougyou Koko Commercial High School -
Facilitator And TranslatorCbc Television Jan 1998 - Mar 1998Ca1998 Nagano Winter Olympics.
Steve Penner Skills
Steve Penner Education Details
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University Of TorontoLaw -
Western UniversityEconomics And Political Science -
Walter Murray Collegiate InstituteHigh School
Frequently Asked Questions about Steve Penner
What company does Steve Penner work for?
Steve Penner works for Vr Capital Group
What is Steve Penner's role at the current company?
Steve Penner's current role is General Counsel at VR Capital Group.
What is Steve Penner's email address?
Steve Penner's email address is sp****@****tal.com
What schools did Steve Penner attend?
Steve Penner attended University Of Toronto, Western University, Walter Murray Collegiate Institute.
What skills is Steve Penner known for?
Steve Penner has skills like Hedge Funds, Capital Markets, Derivatives, Securities, Securities Regulation, Asset Managment, Private Equity, Prime Brokerage, Alternative Investments, Structured Finance, Mergers And Acquisitions, Fixed Income.
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