Stephen Swanson

Stephen Swanson Email and Phone Number

Chief Legal Officer at Valor Equity Partners @ Valor Equity Partners
Stephen Swanson's Location
New York City Metropolitan Area, United States, United States
Stephen Swanson's Contact Details
About Stephen Swanson

Established reputation as an international legal strategist with experience leading complex initiatives and navigating challenging legal matters within global law firms, alternative investment firms, and government-owned sovereign wealth funds. I collaborate with multiple business units and stakeholders to develop complex alternative investment products and provide legal solutions to core business challenges. With a deep understanding of commercial and strategic needs, I am skilled in communicating with all levels of organization to position legal and risk framework appropriately. I am highly skilled in leading negotiation and drafting of complex transactions. Throughout my career, I have positioned legal function as a valued partner to key stakeholders enterprise-wide. As an exceptional developer of teams I also bring expert level knowledge of global regulatory compliance. Specialties: Alternative Investments | Asset Management Platforms | Compliance | Complex Negotiations Risk Management | Legal Strategy | Legal Analysis & Research | Data-Driven Decision Making

Stephen Swanson's Current Company Details
Valor Equity Partners

Valor Equity Partners

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Chief Legal Officer at Valor Equity Partners
Stephen Swanson Work Experience Details
  • Valor Equity Partners
    Chief Legal Officer
    Valor Equity Partners Aug 2021 - Present
    Chicago, Il, Us
  • Invesco Ltd.
    Assistant General Counsel
    Invesco Ltd. 2016 - 2021
    Atlanta, Georgia, Us
    • Directed transition of founder Wilbur Ross from WL Ross & Co private equity business, requiring transfer of governance responsibilities and economic interest from all WL Ross funds and entities; successfully transitioned Mr. Ross out of business with full consent of firm clients. • Led addition of new private funds capabilities for ISSM private credit business by onboarding new direct lending team and integrating distressed credit team from within Invesco and launching flagship products for both teams. • Advised ISSM through period of doubling AUM growth and addition of more complex product set, followed by disruption in credit markets through 2020-21; led efforts to expand firm AIFMD license to facilitate EMEA distribution of private funds. • Introduced and onboarded new external fund counsel to supported businesses, contributing to upgrading and modernizing fund practice; drove evolution of fund practices to maintain pace with rapidly developing private fund regulatory space. • Managed through constantly changing management environment within Invesco alternative businesses, while continuing to deliver superior performance and establishing function as critical center of institutional knowledge. • Launched first alternative fund of funds products for new Invesco Solutions business and private TALF 2.0 Fund for Invesco Fixed Income Team. • Advised businesses on transactional work associated with underlying equity and credit assets for funds and accounts. • Provided guidance surrounding global fund structures and legal and regulatory matters.
  • Alliancebernstein
    Head Of Alternative Investments, Legal
    Alliancebernstein 2015 - 2016
    Nashville, Tn, Us
    • Completed onboarding of new direct lending team from Barclays and led development of new investment platform and first investment products and deals, including flagship fund and BDC. • Oversaw relocation of direct lending team from NY to Austin while maintaining effective coverage of team following move. • Led project to enhance procedures and coordination among New York, London and Luxembourg fund support teams to improve distribution of US-managed alternative investments to EMEA clients through Luxembourg-based AIFM platform. • Significantly improved communications and procedures between marketing staff, compliance, and legal teams for development and dissemination of alternative investment marketing materials. • Advised on business matters including M&A transactions as member of General Counsel’s senior leadership team. • Partnered with alternatives business and strategy team to explore and develop new product ideas and solutions.
  • Fdx Capital Llc
    Partner
    Fdx Capital Llc 2013 - 2015
    • Successfully founded and launched new business and gained proof of concept by establishing sponsor and investor networks and closing initial transactions. • FDX Capital was a newly-created boutique advisory firm that utilized a proprietary platform to deliver high-quality transaction opportunities to a broad network of family offices and ultra-high net worth owners through a proprietary partnership with Family Office Exchange, the longest standing and largest global membership organization for wealthy families.
  • Invest Ad - Abu Dhabi Investment Company
    Chief Legal & Compliance Officer | Corporate Secretary
    Invest Ad - Abu Dhabi Investment Company 2008 - 2013
    Abu Dhabi, Ae
    • Built new 3rd party asset management platform on top on 30-year history and legacy balance sheet; implemented new brand (Invest AD) to identify investment platform and opportunities for outside investors. • Launched set of new alternative investment funds including regional private equity, real estate, infrastructure and listed equities funds for new platform. • Established new investment platform and advisory entity in Dubai International Financial Centre to serve firm’s UCITS funds; assumed lead in coordinating with local regulators, securing office space, initiating operations. • Served as Board Member or Representative for number of portfolio companies including multiple year stints with Board of Queen Alia Airport Authority in Amman, Jordan and regional Abu Dhabi-based ship owner and operator; led significant negotiations and partnerships with Government of Jordan and external financial and operational partners. • Managed and settled long-standing complex litigation involving firm stemming from previous leadership by coordinating across multiple law firms, former counterparties and government- owned investment firms.
  • Citi
    Global Head Of Alternative Investments | Director & Senior Legal Counsel
    Citi 2005 - 2008
    New York, New York, Us
    • Hired, consolidated and developed team of 6 lawyers to develop and oversee products for Citigroup Global Wealth Management business; grew first dedicated alternative investment legal team to support explosive growth while maintaining lean and efficient footprint. • Managed business through significant and unique legal issues involving global financial crisis in 2008. • Successfully limited institutional risk by implementing restrictions on distribution of most complex and high-risk investment products to non-institutional investors.
  • Jones Day
    Senior Associate
    Jones Day 2003 - 2005
    Washington, D.C., Us
  • Clifford Chance
    Associate
    Clifford Chance 1996 - 2003
    London, Gb
  • Morgan, Lewis & Bockius Llp
    Associate
    Morgan, Lewis & Bockius Llp 1993 - 1996
    Philadelphia, Pa, Us

Stephen Swanson Skills

Private Equity Corporate Governance Mergers And Acquisitions Securities Corporate Finance Capital Markets Hedge Funds Asset Management Joint Ventures Securities Regulation Investments Corporate Law Equities Alternative Investments Management Banking Mergers Investment Banking Restructuring Finance Derivatives Risk Management International Law Cross Border Transactions Executive Management Strategy

Stephen Swanson Education Details

  • Duke University School Of Law
    Duke University School Of Law
    Law
  • Cornell University
    Cornell University
    Economics And English

Frequently Asked Questions about Stephen Swanson

What company does Stephen Swanson work for?

Stephen Swanson works for Valor Equity Partners

What is Stephen Swanson's role at the current company?

Stephen Swanson's current role is Chief Legal Officer at Valor Equity Partners.

What is Stephen Swanson's email address?

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What is Stephen Swanson's direct phone number?

Stephen Swanson's direct phone number is +171874*****

What schools did Stephen Swanson attend?

Stephen Swanson attended Duke University School Of Law, Cornell University.

What skills is Stephen Swanson known for?

Stephen Swanson has skills like Private Equity, Corporate Governance, Mergers And Acquisitions, Securities, Corporate Finance, Capital Markets, Hedge Funds, Asset Management, Joint Ventures, Securities Regulation, Investments, Corporate Law.

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