Steve Carson Email & Phone Number

Member: Texas Bar Association (#24089202) and Kentucky Bar Association (#10805)FINRA registrations: Series 7, 24, 63, 79, and 99Private Finance, Private Placement Offerings, Investment Due Diligence, Oil and Gas, Film, Art and Entertainment, FINRA Broker Dealer Compliance, Mediation, Contracts, and Alternative Investments

Investment due diligence on alternative investment products, private placements, and compliance.

Dallas, Texas, Us

Glast, Phillips & Murray are a full-service law firm that has the power, abilities and technology depth of a large firm, while we offer the personal service and rates of a smaller firm. Since 1992, GPM has been dedicated to the goal of building a lean and efficient law firm that offers a full range of legal services to clients. Our attorneys are among the most accomplished in the business. Their passion for excellence and professionalism has fueled the success of this firm. We proudly serve our clients faster and more cost effectively. Unlike many firms that use large teams of fresh-out-of-law school lawyers or junior lawyers, we use small teams of experienced lawyers to serve our clients more efficiently.Member: Texas Bar Association (#24089202) and Kentucky Bar Association (#10805)Our Securities and Transactional practice group, formerly with Secore & Waller, provides legal advice and representation to regional and national clients concerning public and private securities offerings and filings, regulatory matters, litigation, arbitration and corporate matters. Our clients include securities issuers, securities broker/dealers, investment advisers, reporting companies, investment funds, registered representatives, associated persons and affiliates. We prepare registration statements, offering documents and underwriting or selling agreements for public and private companies. We represent plaintiffs and defendants in securities and business litigation and arbitration. We represent clients in investigations and enforcement proceedings conducted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities agencies. We have served as independent counsel to public and privately held companies in connection with internal investigations. We provide advice to boards of directors. We assist clients in complying with filing requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934.

Us

Member: Texas Bar Association (#24089202) and Kentucky Bar Association (#10805)Secore & Waller, L.L.P. provides legal advice and representation to regional and national clients concerning public and private securities offerings and filings, regulatory matters, litigation, arbitration and corporate matters.Our clients include securities issuers, securities broker/dealers, investment advisers, reporting companies, investment funds, registered representatives, associated persons and affiliates.We prepare registration statements, offering documents and underwriting or selling agreements for public and private companies. We represent plaintiffs and defendants in securities and business litigation and arbitration. We represent clients in investigations and enforcement proceedings conducted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities agencies. We have served as independent counsel to public and privately held companies in connection with internal investigations. We provide advice to boards of directors. We assist clients in complying with filing requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934. As part of our representation of persons in the securities business, we provide general advice in connection with formation of entities, mergers and acquisitions, employment, competition, intellectual property and similar issues.

Frontier was a public reporting, bulletin board company that specializes in saltwater recovery and drilling fluid disposal for oil and gas drillers and producers in the Haynesville in East Texas and the Barnett shale in North Central Texas. The company experienced significant financial issues related to an industry downturn and I left to pursue more advantageous opportunities.

Alternative investments wholesale broker dealer specializing in the distribution of private placements and publicly registered non-traded real estate investment trusts, business development corporations and master limited partnerships...Series 7, 24 (principal), 63, 79 (investment banking), and 99...Resigned to pursue other interests.

Direct Participation oil and gas limited partnership offerings...Wholly-owned subsidiary of NGAS Production Co...Successfully raised over $203,000,000 in 14 oil and gas limited partnership offerings and corporate debt financing...Series 7, 24, 63 and 79

Senior member of in-house legal team for Appalachian-based oil and gas exploration company with operations in Kentucky, West Virginia, Virginia, Arkansas and Oklahoma and interests in over 1,400 oil and gas wells...Former NASDAQ Global Market Select company, Symbol: NGAS...Company acquired in 2011.

Early stage funding of start-ups...Regulation D private placements, blue sky laws, private equity funding, e-commerce, oil and gas.

J.D., Law

Ba, Business Administration

Education record