Steve Feick Email & Phone Number

United States

Greater Salt Lake City Area

• Implement, develop and monitor a compliance program designed to ensure that all areas of commercial and consumer business lines are complying with applicable laws, regulations and safety requirements.
• Perform periodic tests to ensure that the program is operating effectively; identify potential areas of compliance vulnerability and risk; recommends corrective action plans for resolution.
• Oversee the receipt and distribution of regulations and regulatory correspondence throughout the company and assures that actions required by regulations are implemented by management.
• Regulatory policy and procedures review and revision.
• Provides guidance and direction when responding to regulatory questions
• Act as subject matter expert for project managers involving information disclosure, deregulation, new products, initiatives etc.

Greater Salt Lake City Area

• Managed a team of 10 QA / Compliance agents
• Direct and assist direct reports with the development or revision of policies, procedures, process flows and other related documents as applicable
• Work with management and staff in areas of the organization affected by alterations in business practices to ensure understanding and implementation of new policies and procedures.
• Act as a liaison between corporate and the assigned business line in matters regarding compliance.
• Design and ensures delivery of compliance training to operational employees related to areas within scope of responsibility.
• Ensure communication related to compliance risk issues inside the company as applicable.

Ogden

• Worked with several private lenders, Angel investors and intuitional trusts to underwrite the loans to their specifications, using both computer system and manual underwriting processes.
• Worked with many different complex loan packages, analyzing applicant, property and documentation, including financial statements, verifying information, receiving documentation as instructed by the lender.