Steve Middleton work email
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Steve Middleton personal email
I am an experienced executive with an entrepreneurial flair and innovative mindset who has expertise with compliance and regulation, operational management, administration, business development and financial management.
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Chief Executive OfficerFundsure Aug 2020 - PresentOutsourced compliance and operational support for the financial services industry. Specialist in Compliance, Governance, Regulations, Legal, AML, BCM, Operations and Non-Financial Risk Management.New fund setup and structuring or maintenance - HF, RE, PE, Credit, FoF, UCITs, SPVs.Nominated Officer (AML) for Trust and Corporate Services providers. -
Outsourced Coo SolutionsFundsure Aug 2020 - Present
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Non Executive DirectorJarvis Securities Plc Apr 2021 - PresentTunbridge Wells, Kent, GbINED of Jarvis Securities plc and Jarvis Investment Management Ltd, Chair of Audit Committee and Member of Remuneration Committee. -
Chief Compliance OfficerViewforth Investment Partners Oct 2023 - PresentLondon, England, Gb- Compliance Oversight (SMF16); and - Money Laundering Reporting Officer (SMF17)of this UK-based manager of European long-only equities fund -
DirectorFrontier Road Aug 2021 - Present- Executive Director (SMF3)- Compliance Oversight (SMF16); and - Money Laundering Reporting Officer (SMF17)of this UK-based Manager of a long/short credit fund. -
Compliance OfficerHmsa Group Mar 2022 - PresentGeneva, ChCompliance Officer and Nominated Officer -
Non-Executive DirectorJenga Investment Partners Feb 2022 - PresentLondon, England, GbNon-Executive Director of this UK-based manager of a global long equities fund. -
Chief Compliance OfficerCrowdinvest Jul 2023 - PresentLondon, England, Gb -
Chief Administration Officer, Global Markets UkBnp Paribas Nov 2017 - Jul 2019Paris, FrOversight and management of various projects to support UK initiatives. Some of these initiatives included Remediation, Financial Security, and Brexit. Member of UK Territory Committees, including Brexit, CASS, Operational Resilience, and Cyber Security. Driving transformation and change management through administration function with culture and HR initiatives.Held directorships of six internal subsidiaries, chairing three. -
Chief Operating Officer (Cf1) - Bnp Paribas Uk LtdBnp Paribas Jul 2015 - Nov 2017Paris, FrResponsible for general firm oversight, governance improvement and leading the implementation of remediation action plans. Developing and executing continuous process improvement governance and control frameworks. Benchmarking the firm’s FCA Handbook requirements.
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Solutions Structuring, LondonBnp Paribas Jan 2008 - Jul 2015Paris, FrResponsible for the Solutions Structuring desk. Design, implementation, and delivery of products and wrappers for EMEA distribution, including SPVs and various fund wrappers. Focusing on legal, regulatory and tax issues for design and then operations and risk management for implementation.
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ParalegalBnp Paribas Oct 2003 - Jan 2008Paris, FrDrafting documents for products relating to complex structured products for Fixed Income Primary Markets (MTN Desk and Syndication) and Equity Derivatives. Specialising in credit- and fund-linked product wrappers and retail distribution. Assisted with creation and documentation of SPVs in Ireland and Luxembourg for Fixed Income and managing the ongoing responsibilities of BNP Paribas as sponsor of various Cayman-based SPVs.
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OwnerStrategic Creativity Jun 2004 - Jun 2019Management consulting, specialising on strategic planning and implementation training. Events and training for senior managers tasked with delivery of strategic objectives.
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OwnerScm Digisystems Nov 2009 - Jan 2016Repair and upgrade of Sky HD Digiboxes. Filling a gap in the market when device failed, but people wanted to keep recordings or increase hard drive space. Sky would only replace the box. I would repair the box and upgrade the hard drive/transfer recordings. Serviced hundreds of customers all over Europe.
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Trustee/DirectorStrategic Planning Society Dec 2002 - Nov 2012London, GbBoard member of this educational charity bringing together academic and practitioners involved in strategic planning. Acted as COO for the majority of this appointment. -
ManagerMitsubishi Ufj Securities Aug 2000 - Oct 2003Chiyoda-Ku, Tokyo, JpLegal Department. Documenting structured debt and managing SPVs -
Personnel AdministratorRoyal Air Force (Raf) Jan 1995 - Jul 2000GbServing Airman. Administration at Headquarters Strike Command, High Wycombe which included a two-year posting as Executive Assistant to Deputy Commander-in-Chief Air Command (3*) and two years in Command Intelligence.
Steve Middleton Skills
Steve Middleton Education Details
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The Open University Business SchoolStrategy -
University Of ExeterManagement
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Institute Of Directors (Iod)Directorship
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University Of Bradford School Of ManagementManagement Research
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The Open University Business SchoolDiploma In Management Studies
Frequently Asked Questions about Steve Middleton
What company does Steve Middleton work for?
Steve Middleton works for Fundsure
What is Steve Middleton's role at the current company?
Steve Middleton's current role is Outsourced CCO, COO, NED, Founder.
What is Steve Middleton's email address?
Steve Middleton's email address is st****@****.org.uk
What schools did Steve Middleton attend?
Steve Middleton attended The Open University Business School, University Of Exeter, Institute Of Directors (Iod), University Of Bradford School Of Management, The Open University Business School.
What are some of Steve Middleton's interests?
Steve Middleton has interest in Education, Triathlon.
What skills is Steve Middleton known for?
Steve Middleton has skills like Derivatives, Investment Banking, Capital Markets, Business Strategy, Strategy, Equities, Financial Structuring, Business Planning, Change Management, Structured Finance, Project Planning, Management Consulting.
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