Steve Middleton Email & Phone Number

Outsourced compliance and operational support for the financial services industry. Specialist in Compliance, Governance, Regulations, Legal, AML, BCM, Operations and Non-Financial Risk Management.New fund setup and structuring or maintenance - HF, RE, PE, Credit, FoF, UCITs, SPVs.Nominated Officer (AML) for Trust and Corporate Services providers.

Tunbridge Wells, Kent, Gb

INED of Jarvis Securities plc and Jarvis Investment Management Ltd, Chair of Audit Committee and Member of Remuneration Committee.

London, England, Gb

- Compliance Oversight (SMF16); and - Money Laundering Reporting Officer (SMF17)of this UK-based manager of European long-only equities fund

- Executive Director (SMF3)- Compliance Oversight (SMF16); and - Money Laundering Reporting Officer (SMF17)of this UK-based Manager of a long/short credit fund.

Geneva, Ch

Compliance Officer and Nominated Officer

London, England, Gb

Non-Executive Director of this UK-based manager of a global long equities fund.

London, England, Gb

Paris, Fr

Oversight and management of various projects to support UK initiatives. Some of these initiatives included Remediation, Financial Security, and Brexit. Member of UK Territory Committees, including Brexit, CASS, Operational Resilience, and Cyber Security. Driving transformation and change management through administration function with culture and HR initiatives.Held directorships of six internal subsidiaries, chairing three.

Paris, Fr

Responsible for general firm oversight, governance improvement and leading the implementation of remediation action plans. Developing and executing continuous process improvement governance and control frameworks. Benchmarking the firm’s FCA Handbook requirements.

Paris, Fr

Responsible for the Solutions Structuring desk. Design, implementation, and delivery of products and wrappers for EMEA distribution, including SPVs and various fund wrappers. Focusing on legal, regulatory and tax issues for design and then operations and risk management for implementation.

Paris, Fr

Drafting documents for products relating to complex structured products for Fixed Income Primary Markets (MTN Desk and Syndication) and Equity Derivatives. Specialising in credit- and fund-linked product wrappers and retail distribution. Assisted with creation and documentation of SPVs in Ireland and Luxembourg for Fixed Income and managing the ongoing responsibilities of BNP Paribas as sponsor of various Cayman-based SPVs.

Management consulting, specialising on strategic planning and implementation training. Events and training for senior managers tasked with delivery of strategic objectives.

Repair and upgrade of Sky HD Digiboxes. Filling a gap in the market when device failed, but people wanted to keep recordings or increase hard drive space. Sky would only replace the box. I would repair the box and upgrade the hard drive/transfer recordings. Serviced hundreds of customers all over Europe.

London, Gb

Board member of this educational charity bringing together academic and practitioners involved in strategic planning. Acted as COO for the majority of this appointment.

Chiyoda-Ku, Tokyo, Jp

Legal Department. Documenting structured debt and managing SPVs

Gb

Serving Airman. Administration at Headquarters Strike Command, High Wycombe which included a two-year posting as Executive Assistant to Deputy Commander-in-Chief Air Command (3*) and two years in Command Intelligence.

Mba, Strategy

Ma, Management

Certificate In Company Direction, Directorship

Pgdip, Management Research

Diploma In Management Studies