Steve Wise Email & Phone Number

London, Gb

London, England, United Kingdom

London, England, United Kingdom

London, United Kingdom

London, United Kingdom

Oakhill, Kent

•Day to day management of a team of 6 Corporate Action Senior Analysts, including all aspects of Corporate Action and Dividend BAU Processing; goal setting, 1:1 discussions, Appraisals and Salary reviews.•Allocation of rota tasks and workloads across the corporate actions team •Conducting Interviews for new staff members•Coverage encompasses all global markets and all product lines including Derivatives; Equites and Fixed Income•Global support to offices around the world, covering various time zones•Responsible for introduction of new process to reduce Information Barrier breaches•Responsible for meeting 3 daily Sign-Off times within required SLA agreements.•Successful Management of team across a Multi-Site location•Key participant in project to implement pre-processing on certain corporate action events to enable efficient and timely trading of resultant security positions.•Assist in the transition of roles to another location by developing training plans and strategies as well as travel to provide face-to-face training.•Review and drive through changes to processes and procedural enhancements•Responsible for streamlining process leading to reduced error rate across the team.•Ensure any potential risk areas are identified, monitored and addressed accordingly•Ensure compliance to both internal and external SLA and regulatory requirements.•Checking accuracy of any corporate action and dividend input to the Accounting system •Responsible for oversight on all aspects of CFD event processing including Dividends and Corporate Actions, including liaison with CFD Brokers and processing in the accounting system•Responsible for change in CFD Dividend process and query resolution•Involved in taking on of business from new CFD Brokers.•Responsible for implementation of Task Management Tool •Initiation and monitoring of notifications to Clients including Advisers, where applicable, and subsequent Instructions to our Market Broker/Custodian

Day to Day Management of a team of 5 covering all aspects of Corporate Action Processing across multiple products, including Stock Lending, Fixed Income, Derivatives, Equities, Custody Assets.Events covered, Corporate Actions, Dividends (Including Manufactured dividends) and tax reclaim on proprietary positions.Markets covered, UK, US Europe, Australia and Far EastResponsible for the accurate and timely processing of Corporate Action and Dividends events from event capture through to post event reconciliation.Assisting in the Tax Reclaim process including SX1 production and submission to the tax authorities.Responsible for monitoring Cash and Stock Reconciliations for breaks and that breaks are cleared in a timely manner.Responsible for adherence to Client Money Procedures and SOX control procedures.Responsible for reconciliation of monthly Dividend Control Report reconciliation of house positions with synthetic positions.Provide data for and participate in weekly MIS meetings ensuring that all breaks are justified.Conducting Interviews for new members of staffApproving team members workAttending meetings on behalf of the Team and firm both with internal departments and external entities.Conducting appraisals and team meetings, as well as setting of performance objectives and being involved in salary negotiations. Involved in Project Team looking at implementation of a New Settlements System.Responsible for the training and mentoring of new staff.Ensure all procedure manuals are regularly maintaned.Notification to other parts of the business of market changes, (ie tax treaty rate changes

London, United Kingdom

 Processing on all types of Corporate Actions from notifying the client to processing their instructions across various markets. Dealing with Stock Loan Positions, Failing Trades and Depot positions. Maintaing Cash / Stock Control reports and breaks for MIS . Dealing with both Derivatives and Custody positions Processing Dividends, both UK and Overseas Maintenance of in house computer systems in a timely manner Coupon / maturity claims. Research UK and International Corporate Actions Maintain client records on CFD Derivative positions Development of relationships with Counterparties and Agents Liaison with other departments Resolution of queries on Corporate Actions..

Lambeth Hill, London

Processing on all types of Corporate Actions from notifying the client to processing their instructions. Sole responsibility for processing all Dividends, both UK and Overseas. Maintain client records on CFD Derivative positions. Research UK and International Corporate Actions. Develop client relationships. Responsible for trading Scrip Dividends.

Pepys Street, London

Team Leader of 6 people processing UK Voluntary Corporate Actions. Responsible for work allocating, diary checking, approving the processing, attending team meetings and ensuring the smooth running of the team

Looking after Lloyds of London Names and processing all aspects of their securities including Corporate Actions, Cash Transfers, Buying and Selling of securites, Bank Guarantees, Letters of Credit, Security Transfers.Became solely responsible for processing Corporate Actions across all Lloyds names following a company decision to invest more time on this business line. Also part of a project team involved in testing, implementing and training new members of staff on a new system to be used by the firm in the run up to Y2K.