Steven Disla Email & Phone Number

Elizabeth, Nj, Us

Whippany, New Jersey, United States

**Key Responsibilities:**- Conduct thorough and comprehensive EDD investigations on high-risk clients, including individuals, corporations, and political figures, ensuring compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.- Analyze and interpret client data and transaction patterns to identify potential risks and red flags.- Collaborate with Relationship Managers and other stakeholders to gather necessary information for EDD assessments.- Prepare detailed EDD reports summarizing findings, conclusions, and recommendations for risk mitigation.- Monitor and review client activities on an ongoing basis to identify changes in risk profiles.- Stay informed about current and emerging regulatory requirements, industry best practices, and trends in financial crimes.- Support the development and enhancement of EDD policies, procedures, and tools to improve efficiency and effectiveness.- Participate in special projects and initiatives as required to bolster the EDD framework.- Provide training and guidance to junior team members regarding EDD processes and compliance standards.

New Jersey, United States

• Managing and coordinating the on-boarding process seamlessly for the client from start to finish whole corroborating with various departments, such as but not limited to the EDD, Tax and Legal Team• Accountability for the collation of client documentation, using comprehensive communication and diplomacy skills to review and understand complex KYC information • Responsibility for internally coordinating all KYC documentation and adopting a right first-time approach to avoid multiple queries• Completing all required activity for the aligned client base and ensuring client data is managed sensitively in line with company policies and procedures Responsibility for ensuring all client documentation is handled and filed appropriately in line with Barclays electronic data storage policies• Effective use of reporting tools and controls in order to provide regular, timely progress updates to both internal and external stakeholders, in both written and verbal formats Responsibility for liaising with internal and external stakeholders to ensure timely resolution to issues that arise during the course of on-boarding• Work closely with all relevant operations areas to ensure accounts, KYC and products are opened within the agreed timescales and ensure 100% accuracy

Long Island City, New York

Identify, review, analyze and manage operational risks in business units. Implement strategies to prevent, eliminate and mitigate operational risks.Work with business unit to understand business, drivers, concerns, future plans and offer support to mitigate risk. Conduct presentations and workshop sessions on risk identification and mitigation. Ensure continuous improvement in operating procedures to avoid risks. Ensure in compliance with vendor risk management policy and FSA regulations.

United States

Ensure money handling procedures are stricly followed. Ensure each client has a memorable experience and ensure the best customer service. Support the management team with daily receptionist duties(answer calls, follow up appointments, set appointments, attend meetings, etc.). Helped client with the step by step process of going digital, and ensuring all withdraws and deposits are accurately executed.

United Teachers Federation

Supervise catering events and operations, make sure staff is probably directed and at the end of the day ensure areas are clean for next day.Set up conference rooms, and break down at the end of the day.

42Nd Street The Circle Line

Worked night shifts and occasionally day shifts. Consist of planning and supporting staff to ensure boats were properly stocked for nightly events. Managed inventory inputting and ordering as required. Clean and maintain warehouse and ensure cleaning process was checked and followed. Maintained staff schedule and made sure all money was accounted for and all money handling procedures were followed.