Steven G. Lichty Email & Phone Number

Boston, Ma

Responsible for execution of all US Bank roles, including Trustee, Custodian, Collateral Administrator, Paying Agent, and various reporting functions for bank loan CLO funds and securitizations.Manage and develop high-tier Trustee and Custodial relationships with transaction parties and influencers, including Asset Managers, Hedge Funds, Private Equity Firms, Investment Banks, Bondholders, Law Firms, Accounting Firms and Rating Agencies.Build internal relationships with partner groups to ensure completion of accurate and on time deliverables.Coordinate the collection of asset cash flows, calculation of portfolio testing and payment distributions for Collateralized Debt Obligation (CDO) and Collateralized Loan Obligation (CLO) transactions. Monitor and maintain Risk, Compliance, and Audit requirements for accounts under administration.Establish new accounts, including anti-money laundering and know your customer reviews in accordance with U.S. Bank and Regulatory requirements.Negotiate agreements utilizing industry and regulatory knowledge to properly protect Bank and Investor interests.

Essex County, Ma

Established LLC and managed my own custom built cabinetry and furniture business.

Boston, Ma

Retained and developed nationwide institutional client base generating $26 million in annual revenue from Qualified ERISA Corporate Defined Benefit and Defined Contribution Plans, Outsourced CIO’s, VEBA, Non-Qualified Deferred Compensation, NDT's, Foundations, Operating Funds, RIA's, and Trust Companies.Developed relationships at President, CFO, Treasurer, and Benefits VP levels. Delivered core Trust and Custody services for client’s active and passive investment strategies, utilizing domestic and global separately managed accounts, mutual funds, and alternative investments. Cross sold all ancillary services; Benefit Payments, Brokerage and Transition Management, Foreign Exchange, Performance Measurement, Compliance Monitoring, Risk Management, State Street Global Advisors passive and active products, Alternative Investment Servicing, Securities Lending, and Back Office Outsourcing.Key contributor to new business development strategy, RFP responses and sales presentations.INVESTORS BANK & TRUST COMPANY, Boston, MA 2002 - 2007Firm was purchased by State Street Bank & Trust Company in 2007Director, Client Relationship Manager Retained and developed Institutional client base; Corporate and Public Retirement Plans, Foundations, Endowments, Banks, Non-Profits, Family Offices, RIA’s, and Trust Companies

Somerset, New Jersey

Stock Option and Stock Purchase Plan Services. Managed administration of Stock Purchase and Stock Option Plans for Fortune 500 clients. Utilized global capabilities to service multi-national client base, generating $6 million revenue. Established customized internet access for ESPP and SOP participants.Converted and upgraded clients’ trading platforms from intra-day batch processing to real time trading.

New York, Ny

Master Trust & CustodyManaged Global Institutional Trust and Custody fund relationships with total market value of $7.1 billion, generating $3 million revenue. Maintained collaborative relationships with clients, asset managers, internal and external counsel, record-keepers, consultants, and accountants. Cross sold Performance Analytics, Portfolio Liquidation, Unit Value Accounting, and Advisory services.