My work encompasses a spectrum of compliance services, from mergers and acquisitions and capital markets, to private clients and private funds. With a focus on compliance testing and monitoring, With my dedication to legal integrity has been my guiding principle.As a Chief Compliance Officer, my role is to ensure that our strategies align with the dynamic landscape of SEC and FINRA requirements, leveraging my FINRA Series certifications to enhance our compliance programs. I integrate innovative solutions that streamline compliance management, reflecting my mission to fuse regulatory rigor with cutting-edge technology.I have a certification in Blockchain Technology from UC Berkeley. I graduated from the University of Oregon with a B.S. in Economics and an MBA from the University of San Francisco. I served on FINRA’s District No. 1 Business Conduct Committee two different times.