Data Govenance

Global Markets - Data Quality and Analytics

Led projects and work streams within Global Markets and an IB Reference data change program whose objectives were to build-out strategic processes and technology components to replicate core functionality of a legacy Client Contract Lifecycle Management application, and ensure compliance of regulatory initiatives in scope.1. Negotiation Workflow engine (ISDA, REPO, CSA templates and others)2. Data Capture tool3. Data Repository (Structured and Unstructured data)4. Distribution of the domains data (LEI, Client, Contract, Netting, Credit & Counter-party)Served as a member of the Data Governance forum, Program Management team and Design Authority

Post-Trade Technology - Reference Data Project Manager and team lead

IB Change - Accounting and Finance project team - Project Manager and Business Analyst

• Managed a 6 person global middle office team in Trading Operations that performed risk management functions aimed at mitigating trading and operational risks.• Owned the support relationship for the US Shares, ETF, Program Trading, Convertible, HFT, Quantitative trading, Corporate debt Proprietary and Agency trading desks.• Calculated the market exposure of position discrepancies in various Proprietary firm trading accounts.• Overhauled the Metric Reporting system by creating standardized metrics across all trading desks, which allowed for more accurate risk assessment, and monitoring of operational efficiency.• Participated in cross divisional strategic projects that Increased transaction processing capacity by over 200%.• Performed Trader Surveillance that validated executions with an average daily notional value of over $1.6 billion.• Reduced trading position discrepancies by over 80% in certain business lines.• Implemented the merger of our Fixed income and equity middle office teams.• Transitioned a two person headcount to a newly created overseas team.• Engineered strategic initiatives that eliminated manual work / functions, and led to the reduction of 4 people headcount while adding additional desk relationships to our support structure.

• Reconciled the proprietary trading account positions for the Listed, NASDAQ, Relative Value and Agency trading desks.• Partnered with Sales and Trading to ensure the proper allocation and balancing of Block Trades.• Liaised with controllers and strats to determine the correct P&L of trading positions.• Worked with technology to automate functions and improve the risk assessment tools available.• Wrote procedures and created trading flow diagrams from sales entry down to trade booking.• Researched transaction exceptions to identify the root cause of the process breakdown.• Co-ordinated the operational logistics of GS underwritten syndicate deals.

• Trade Support for the ETF, Quantitative trading and Program trading desks• Analyzed trading flows to identify areas of potential Trading and Operational risk• Preparation and distribution of monthly reporting metric reports to Senior management

• Oversight of Listed Institutional Stepout trading activity• Automated manual functions that led to a 1 person headcount reduction• Led technological initiatives to improve processing capacity and controls• Performed Root cause analysis on trading position discrepancies• Worked with GS compliance to reduce the firms regulatory exposure

• Worked in the Alternative investments division and served as a member of the Private Equity Investment Deal Team administrating $4 billion in committed capital• Private Equity, Hedge Fund and Exchange Fund Offerings• Preparation of daily activity reports for distribution to brokers and fund managers• Preparation and distribution of marketing materials to potential investors