Please complete the CAPTCHA to continue
@masseyquick.com
✓
2 phones found area 973
✓
LinkedIn matched
A concise factual answer block for searchers comparing this professional profile.
Steve Pisano, Esq. is listed as Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at Simon Quick Advisors, LLC, a company with 62 employees, based in Morristown, New Jersey, United States. AeroLeads shows a work email signal at masseyquick.com, phone signal with area code 973, and a matched LinkedIn profile for Steve Pisano, Esq..
Steve Pisano, Esq. previously worked as CCO - Investment Operations at Dynasty Financial Partners and Assistant Vice President at Hsbc Retail Banking And Wealth Management. Steve Pisano, Esq. holds Doctor Of Law - Jd, Magna Cum Laude, Order Of The Coif from Seton Hall University School Of Law.
This section adds company-level context without repeating Steve Pisano, Esq.'s masked contact details.
AeroLeads found 1 current-domain work email signal for Steve Pisano, Esq.. Compare company email patterns before reaching out.
FINRA Series 66
Company context helps verify the profile and gives searchers a useful next step.
A career timeline built from the work history available for this profile.
Morristown, NJ
I joined the Simon Quick Advisors team in August 2016 after spending the previous 10+ years in various regulatory compliance positions. When I learned about the role at Simon Quick, I was immediately interested in the company’s business model of providing investment advisory services to a wide range of clients. I recognized that the diverse client base of.
Greater New York City Area
In my role as Chief Compliance Officer-Investment Operations at Dynasty Financial Partners I was responsible for regulatory compliance around our investment platform. This included due diligence of our vendors and third party money managers, and compliance efforts around the middle and back office functions performed in house by our Operations team. I.
Greater New York City Area
While at HSBC I was a part of the retail banking and wealth management Compliance team focusing on the Company’s investment advisory efforts through its retail banking channel. I was appointed ‘Regulation Coordinator’ for the Investment Advisors Act of 1940, leading Advisory Compliance efforts in the Private Banking, Wealth Management, and Institutional.
Greater New York City Area
During my seven years at New York Life, I was multiple roles within the firm’s Compliance department. I began my career as a branch office examiner, conducting mock regulatory exams of the firm’s sales and satellite offices nationwide. After a few years of traveling I transitioned into a role concentrated on Compliance testing and monitoring for the firm’s.
Other employees you can reach at simonquickadvisors.com. View company contacts for 62 employees →
Chris Moore
Colleague at Simon Quick Advisors, Llc
Morristown, New Jersey, United States, United States
View →
LQ
Leslie Quick Iii
Colleague at Simon Quick Advisors, Llc
Bernardsville, New Jersey, United States, United States
View →
BC
Bill Conger
Colleague at Simon Quick Advisors, Llc
Morristown, New Jersey, United States, United States
View →
KC
Kyle Cunningham
Colleague at Simon Quick Advisors, Llc
Latham, New York, United States, United States
View →
JM
James Mcgurren Cpa, Cfp®
Colleague at Simon Quick Advisors, Llc
New York City Metropolitan Area, United States
View →
HT
Hana T.
Colleague at Simon Quick Advisors, Llc
Carlstadt, New Jersey, United States, United States
View →
JP
Joe Petrone
Colleague at Simon Quick Advisors, Llc
Jersey City, New Jersey, United States, United States
View →
JR
Jessica Reale, Cgbp
Colleague at Simon Quick Advisors, Llc
New York, New York, United States, United States
View →
KW
Kristin Wolf
Colleague at Simon Quick Advisors, Llc
Annandale, New Jersey, United States, United States
View →
AV
Anders Velischek, Cfp®
Colleague at Simon Quick Advisors, Llc
Butler, New Jersey, United States, United States
View →
Activities and Societies: Student Advocate, District of New Jersey Settlement Conference Advocacy Program Student Advocate, FINRA Investor.
Thomas H. O'Reilly Endowed Scholarship
Quick answers generated from the profile data available on this page.
Steve Pisano, Esq. works for Simon Quick Advisors, LLC.
Steve Pisano, Esq. is listed as Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at Simon Quick Advisors, LLC.
AeroLeads has found 1 work email signal at @masseyquick.com for Steve Pisano, Esq. at Simon Quick Advisors, LLC.
AeroLeads has found 2 phone signal(s) with area code 973 for Steve Pisano, Esq. at Simon Quick Advisors, LLC.
Steve Pisano, Esq. is based in Morristown, New Jersey, United States while working with Simon Quick Advisors, LLC.
Steve Pisano, Esq. has worked for Simon Quick Advisors, Llc, Dynasty Financial Partners, Hsbc Retail Banking And Wealth Management, and New York Life Insurance Company.
Steve Pisano, Esq.'s colleagues at Simon Quick Advisors, LLC include Chris Moore, Leslie Quick Iii, Bill Conger, Kyle Cunningham, and James Mcgurren Cpa, Cfp®.
You can use AeroLeads to view verified contact signals for Steve Pisano, Esq. at Simon Quick Advisors, LLC, including work email, phone, and LinkedIn data when available.
Steve Pisano, Esq. holds Doctor Of Law - Jd, Magna Cum Laude, Order Of The Coif from Seton Hall University School Of Law.
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial Search contacts