Stuart D. Fishman Email and Phone Number
With over 30 years of experience in providing business-focused legal advice, I lead JPMorgan Chase’s legal coverage of U.S. investment grade-capital markets, including debt private placements, and the U.S. leveraged finance securities business. In this role, I provide business-focused legal advice to colleagues around the world and assist my clients in their risk mitigation assessments. Areas of expertise include securities disclosure, diligence, and documentation issues with knowledge of financial markets, operations, mutual funds, and ERISA. I maintain a vast professional network of legal and financial professionals throughout the United States.Examples of my leadership contributions include:► Member of the SIFMA Capital Markets Committee and a driving force in developing responses to SEC and FINRA rulemaking initiatives. ► Member of JPMorgan Chase’s Debt Underwriting Commitments Committee and viewed internally as de facto chair.► Conduct annual due diligence training for 400+ new analysts and associates. ► Named in 2011 as one of International Financial Law Review’s (IFLR) “21 Most Influential Bankers’ Counsel” in the world.► Annual panelist on 144A offerings – PLI Private Placement and Hybrid Securities Offerings Conference. My areas of expertise include:Debt Capital Markets | Securities Offerings | Securities Disclosure | Private Placements | Due Diligence | Risk Mitigation | Documentation | Financial Markets | SEC | FINRA | Underwriting | Training | Staff Development | Speaker | Panelist Additional areas of knowledge: Operations | Investment Companies | BDCs | ERISA
Jpmorgan Chase & Co.
View- Website:
- jpmorganchase.com
- Employees:
- 286575
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Managing Director And Associate General CounselJpmorgan Chase & Co. 2009 - PresentNew York, Ny Fortune 50 managing director and associate general counsel and a trusted advisor providing business-focused legal advice on securities disclosure, diligence, risk mitigation, documentation, and regulatory issues with knowledge of financial markets, operations, mutual funds, and ERISA. Leading member (de facto chair) of Debt Underwriting Commitments Committee that addresses diligence and disclosure issues in debt offerings. Recognized internally and externally as an industrywide thought leader with respect to regulatory proposals, diligence and disclosure issues, and technical securities law matters. Maintain a vast professional network of legal and financial professionals throughout the United States. -
Executive Director And Assistant General CounselJpmorgan Chase & Co. 2007 - 2009New York, Ny -
Vice President And Assistant General CounselJpmorgan Chase & Co. Jun 1992 - 2007New York, Ny -
Associate AttorneySchulte Roth & Zabel Llp 1986 - 1992New York, Ny -
Associate AttorneyGordon Hurwitz Butowsky Weitzen Shalov & Wein Jan 1985 - Oct 1986New York, Ny
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Attorney Advisor - Division Of Market RegulationU.S. Securities And Exchange Commission Sep 1983 - Jan 1985New York, Ny
Stuart D. Fishman Education Details
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Juris Doctor -
Political Science
Frequently Asked Questions about Stuart D. Fishman
What company does Stuart D. Fishman work for?
Stuart D. Fishman works for Jpmorgan Chase & Co.
What is Stuart D. Fishman's role at the current company?
Stuart D. Fishman's current role is Senior Investment Bank U.S. Debt Capital Markets Lawyer.
What schools did Stuart D. Fishman attend?
Stuart D. Fishman attended Georgetown University Law Center, Emory University.
Who are Stuart D. Fishman's colleagues?
Stuart D. Fishman's colleagues are Dein Rocamora, Chad Goshe, Melvin Dees Iii, Jaime Fercik, Mba, Joseph Cottone, Alexis Eckman, Lewis Mbua.
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