Stuart Harper Email & Phone Number

London, GB

London, United Kingdom

Responsible for the governance of CIB audit findings, self-identified issues and regulatory commitments throughout their lifecycle. From origination, ensuring unambiguous articulation of the issues, that remediation plans appropriately address the risk and owners are sufficiently placed and understand their accountabilities. Throughout development and.

As COO functionally aligned to Derivative Operations and Debt Europe (FISOS, Credit and Rates) responsible for:Cost Control; allocation key management, partnering with Finance to provide additional transparency of forecast financials vs plan (~EUR 80mm 2014 forecast)Control and Compliance; monitoring of compliance training, facilitating monthly Business.

London, United Kingdom

Reporting to the COO of the newly formed Divisional Control Office responsible for 1st Line of Defence Controls and Conduct including; Level 1 Control Design & Process Change, Operational Risk, Supervision, Benchmark Controls and Electronic Trading Controls. As Chief Administrative Officer responsible for defining, agreeing and executing the headcount.

London Area, United Kingdom

Responsible for governance and oversight of near and far shore Rates trade support teams including; adherence to KPIs and service level agreements, onboarding of new services and acting as escalation point for both support functions and tradingPartnering with Trading Business Management and Global Technology to create Business Requirement Documents to.

New York

Leadership and development of the New York and Jacksonville Sales Reporting teams covering the Debt and Equity Institutional Client Groups in the Americas. The group are responsible for the calculation, integrity and data quality of Revenue Credits for the Institutional Client Group. This information is used to provide a diverse reporting suite to.

Teams managed:Credit Correlation Middle Office:The team supported the Credit Correlation desks based in both London and ASPAC. They had responsibility for the entire trade life-cycle from trade bookings and confirmations through to handling market initiatives, default and succession events.Products supported range in complexity from vanilla Credit Default.