Stuart Schwartz Email & Phone Number

Boston Ma

•Partnered with company Founder/CEO in creation of company. Designed workflow using AXYS, MOXY, DTCC, AXYS Report Writer Pro to support 150 clients and $250MM in assets under management. •Led all file conversion operations associated with acquisition of competing Asset Management Company.•Oversees all daily operations and trading including the company’s software systems and order management systems as company has grown from $250MM AUM to $540MM AUM.•Responsible for all reporting, billing, reconciliation, corporate re-organizations and spin-offs.•Maintains relationships with high net worth individuals, institutions, and money managers and performs model rebalancing, cash flow analysis, and performance reporting needs.•Hired and trained back office staff members on software applications, daily operational work flow, and trading strategies.

•Managed, traded, and allocated assets totaling over $1.2 billion dispersed throughout 1,400 accounts, and consistently out-performed major market indices.•Reported directly to CEO and provided technical analysis and relevant market information on investments under consideration.•Worked with other Portfolio Managers to develop investment strategies for existing and prospective clients including Foreign and Domestic Equity, Foreign and Domestic Fixed Income, High Yield and Mutual Funds. •Responsible for the management of the firm’s Operations, including trading, trade settlement, account reconciliation, portfolio reporting, performance reporting, trade order processing, trade order management, portfolio reallocation, new account set-up, and client service related requests.

Providence, Rhode Island Area

•Managed trading desk growth from 500 accounts to over 1000 accounts in a two year span.•Traded all Equities; Domestic, Foreign, Corporate, and High Yield Bonds; Domestic and Foreign Treasuries; Mutual Funds; and Money Market cash vehicles in block trades and in individual accounts.•Provided full trade support to all clients and ensured accurate account reconciliation.•Proficient in Advent Axys, APL, Settlement Reconciliation, Dataport, Moxy, and Bloomberg

New York, Ny

•Used technical and fundamental analysis to maximize profits and minimize risk.•Gathered and assessed information from economic reports, market fluctuations, and political situations to predict impact on the market and seize opportunities.

Jersey City, Nj

•Traded on a two-person desk that consistently produced monthly profits that ranked in the top fifteen percent of the entire trading floor.•Executed institutional and block order trades rapidly, dependably, and cost effectively.•Demonstrated ability to accurately assess and manage risk.•Proficient in Nasdaq Level II, Instinet, Redi, RediPlus, Tools of the Trade, ACT, and CATS.

Edison, Nj

•Provided consulting services on personal income tax planning, retirement planning, investment planning, and estate planning.•Initiated, cultivated, and delivered new client relationships and business opportunities.

Flushing, Ny

•Devised and implemented financial strategies to optimize asset value and maximize cash flow for each property.