Stuart Serpanchy Email & Phone Number

United States

United States

Fort Worth, Texas, United States

• Alternative investment manager with approx. $45B AUM across performing and distressed credit investments
• Manage multiple Domestic and European based Collateralized Loan Obligations (“CLO’s”) that includes analysis and monitoring the compliance of the portfolios.
• Monitoring daily deal transactions ensuring cash, trades and other transactions are journaled into the proper system. Perform reconciliations to Third Party Administrator
• Utilizing WSO Software, Everest & MS Office technology platforms.
• Perform assessment of current procedures to propose improvements.

Dallas-Fort Worth Metroplex

• Provider of a variety of outsourced solutions to Hedge Funds, Private Equity Funds, Registered and Exempt Investment Advisers and others across a variety of structures, strategies, and asset classes.
• Lead support on client engagement book of business (5 client accounts, avg. staff hour’s top 10 of Firm engagements).
• Integrated cross-functional teams for each client engagement (Legal, Compliance & Technology).
• Led/teamed on initiatives to improve internal operational and process efficiencies.
• Sourced audit, tax, legal & HR (payroll) service providers for Management Company and investment fund clients.
• Reported directly to Managing Members and Principals.

San Francisco Bay Area

• A diversified group of companies that provides transfer agent, sales and marketing reporting (CRM solution), tax & accounting, printing & fulfillment and, consulting services for the Alternative Investment Industry.
• Responsibility of developing fund administration service offering – successfully placed initial client engagements.
• Engaged SEI Archway (AT Web) software as application platform for service offering.
• Full responsibility for planning of resource requirements for each client engagement (included staffing).
• Responsibility of ensuring all client financial/accounting needs were met in accordance with respective LPA/PPM governing documents.
• Support of sales function for the service offering – meeting with prospective clients.

San Francisco Bay Area

• A satellite office of the Citibank Private Equity Fund Administration organization that provided consulting and administration services to private equity fund investment managers.
• Management responsibility for west region office reporting to New York headquarters.
• Managed client engagements with fee revenues ranging from approximately $1-$4 million annually over tenure.
• Managed external audit and tax engagements on behalf of client’s investment funds.
• Responsibility of professional staffing and of all internal resources for client engagements.
• Managed treasury function and banking relationships on behalf of client investment funds.

San Francisco Bay Area

• A merchant banking firm with more than $250M in revenues -- public offering prior to joining. Firm merged with Stifel Nicolaus.
• Financial reporting responsibilities over private investment funds, various general accounting functions that included payroll and accounts payable (inclusive of SEC reporting requirements).
• Sarbanes-Oxley procedure development and responsibility of ongoing review and maintenance.

San Francisco Bay Area

• Institutional asset management sector under the Mellon corporate umbrella - Mellon Capital Management Corp. & Mellon Transition Management.
• Responsibility for all annual budgeting, forecasting and, financial reporting presentations to Senior Management on a monthly basis. Included reforecasting month-to-month for changes in economic assumptions with.
• Lead finance contract for Sarbanes-Oxley compliance (developed and maintained procedures) – consistently received highest ratings from Internal Audit annually during tenure.
• Improved billing cycle by approximately 2 weeks, improving cash flows.
• Successfully took on maintenance and calculation of sales commission and annual incentive plans.
• Recruited and led same staff during tenure – responsible for annual employee review and mid-year assessments.

San Francisco Bay Area

• Institutional asset management sector under the Mellon corporate umbrella - Mellon Capital Management Corp. & Mellon Transition Management.
• Responsibility for all annual budgeting, forecasting and, financial reporting presentations to Senior Management on a monthly basis. Included reforecasting month-to-month for changes in economic assumptions with.
• Lead finance contract for Sarbanes-Oxley compliance (developed and maintained procedures) – consistently received highest ratings from Internal Audit annually during tenure.
• Improved billing cycle by approximately 2 weeks, improving cash flows.
• Successfully took on maintenance and calculation of sales commission and annual incentive plans.
• Recruited and led same staff during tenure – responsible for annual employee review and mid-year assessments.

San Francisco Bay Area

• A plumbing and HVAC contractor with annual gross revenues of $12M to $15M.
• Hired as Accounting Manager earning promotion, managed 7 staff with 2 direct reports.
• Responsibility for all periodic financial reporting that included budgeting and forecasting.
• Negotiated credit agreements with lenders for the financing of asset purchases and/or lease arrangements.

San Francisco Bay Area

• Currently, Blum Capital Partners, private equity investment fund manager with a focus on high-net-worth and institutional investors.
• Promoted during tenure with responsibilities over back office finance and accounting functions.
• Responsibility over the Founders Family Office (all financial reporting and tax preparation).
• Responsibility over financial reporting and tax preparation for managed investment partnerships.
• Developed monthly reporting procedures to senior management for all legal entities.
• Led all audit and tax engagements, as well as, maintenance of banking relationships (treasury functions).

Master Of Business Administration (Mba), Finance, General

Bachelor'S Degree, Accounting

Education record