Subash V Email & Phone Number

Bengaluru, Ka, In

Bangalore

Strategy-driven, Senior professional with over 40 years of rich experience in Corporate Finance, Trade Finance, Account Management, Credit, Customer Relations, Strategic Leadership, Team Building, Training, Problem Solving, Anti-Fraud, Know Your Customer (KYC), Anti Money Laundering (AML), Internal Audit, Risk Management and Regulatory ComplianceKeen Observer with a habit of Due Diligence, Critical thinking and Problem-solvingIndependent and Strategic thinker focused on positively impacting company success Coordinated with the LODR team for IPO and SEBI guidelines implementationTrusted advisor to relevant Board Committees, presented audit reports to ACBComprehensive understanding of Regulatory compliance (laws and statutory regulations pertaining to financial management, operations, audit, and compliance)Strong stakeholder engagement skills: Built business partnerships that added valueRisk Management: influenced change that enhanced risk management, internal control framework, and improved liability for resultsLed Enterprise Risk Management initiative, culminating in assessment by Senior Leadership team and Board of key business risks and development of appropriate risk responsesExperienced in managing financial matters involving the preparation of financial statements and annual operating budgetsPossess a thorough understanding of business processes, auditing standards, and related risk and control frameworksDeveloped and implemented a risk-based audit strategy in accordance with the Standards for the Professional Practice of Internal Auditing, guidelines, and best practicesFinancial Oversight; Identified deficiencies in monitoring processes for functions such as Compliance, Anti Money Laundering, Market Risk, Credit Risk, Operations Risk, Account Management, and revenue generation for the bankCybersecurity & IT: Identified significant deficiencies in IT Security, resulting in the establishment of tightened Information Security policies and procedures.

Bangalore Urban, Karnataka, India

Bangalore

● Managed the audit staff, assigned tasks, tracked progress and workflow, and approved leave requests and work hours● Randomly reviewed the quality of assignments to identify any deficiencies in the audit process and addressed them through feedback and guidance● Involved in audit summaries and current status reports of quarterly/half-yearly audits were developed and presented to Senior Management/ACB and the Board● Trained and developed staff on all relevant technical subjects; monitored periodic staff performance appraisals and job evaluation● Adherence to 100% compliance with Financial Economic Policies across the Bank, preventing potential regulatory action● Evolved a compliance framework for KYC and FEC for the bank, covering retail, wholesale, corporate, commercial, and private banking while taking regulatory requirements into account, and ensured policy and process implementation● Helped ensure that activities were carried out in accordance with the regulatory framework; ensured that returns were filed with the regulators on time➤ Specialties: Change Management, Compliance Audits - Statutory & Organizational Policy & Procedures, Quality Assurance, Audit Schedules Planning, Auditee Conflict Resolution, Credit, Customer Relations, Problem-Solving

Bangalore

Bangalore

Bangalore

Bangalore

Many Locations

Mba, International Business

Presnted a Research paper on "Implications on Indian Financial System under WTO'. Studied Nirma using Dr.Prahlad's Core competency.

Master Of Arts, Economics

Post Graduate Diploma, Personnel Management

B.Sc, Mathematics, Physics & Chemistry

Diploma, Labor Laws