Committed to the goal of taking care of clients, advisors and our company with integrity, knowledge & experience. For more than 20 years I've helped people in various stages of life manage their finances and work toward achieving their long-term goals. I strive to provide a comprehensive and highly personalized experience for our clients, focusing on managing accounts which mirror our relationship-driven value system. My goal is to help individuals and couples work toward creating their personal legacy with a multi-generational approach.I am passionate about my family, travel and giving back to the community.
Jp Morgan Securities Llc
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Central Supervisory Manager At Jp Morgan Securities LlcJp Morgan Securities Llc Oct 2021 - PresentPlano, Texas, United States
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Client Relationship Manager, Ameriprise Financial, LlcSilverman Legate And Associates, Llc Mar 2019 - Jun 2021Frisco, Texas• Assist 2 advisors in servicing clients; preparing reports, financial plans, transactions, scheduling, agendas and summaries• Office management• Maintain compliance systems to ensure advisor adherence and protection of client and advisor• Problem solving and conflict resolution working with advisors, clients and attorneys• Event Planning -
Associate Financial AdvisorAmeriprise Financial Services, Inc. Jan 2013 - Jan 2017Overland Park, Ks - Babler & Associates• Consult with Ameriprise Financial clients to determine financial needs and goals and develop growth plans.• Continuously network and build individual client base.• Financial Planning to meet client’s needs.• Prompt resolution of customer service issues and financial questions.• Event Planning -
Registered Principal Ii – Centralized Supervision UnitAmeriprise Financial Services, Inc. Jan 2010 - Jan 2012Kansas City, Mo• Supervise all new accounts and client trades for a variety of products and investment strategies including options, alternative investments, insurance, managed products and general securities. • Communicate with advisors and field leaders regarding results of supervisory activity, including one-on-one coaching.• Communicate with clients regarding activity to determine suitability. • Serve as subject matter expert providing information and/or research to other Central Supervision Unit (CSU) Registered Principals and business partners including compliance cases.
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ParaplannerAmeriprise Financial Services, Inc. Jan 2005 - Jan 2010Overland Park,Ks• Assist 2 advisors in servicing clients; preparing reports, financial plans, transactions, scheduling, agendas and summaries• Maintain compliance systems; to ensure advisor adherence and protection of client and advisor• Assistant to Registered Principle, working with ASSIST reports, establishing and maintaining tracking systems, helping RP with Advisor oversight (former task, advisor is no longer working as RP)
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Office Manager, Compliance CoordinatorAmeriprise Financial Services, Inc. Jan 2002 - Jan 2005Four Hawksmen, Llc Overland, Ks• Compliance Coordinator, Advisor Assistant and Office Manager; budgets, payroll, accounts receivable/payable, supplies, equipment• Paraplanner; including client calling and service, transactions, scheduling, implementing and maintaining FINRA(NASD)/SEC/AMPF regulations
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Advanced Service AssociateAmeriprise Financial Services, Inc. Jan 1997 - Jan 2002Greater Minneapolis-St. Paul Area• Case Manager; Mutual Fund settlements, managing and settling 450+ cases annually on a timely basis• Problem solving and conflict resolution working with advisors, clients and attorneys• Coach, Train and Quality Check Team Members; on new process orientation• Inter-team Member; driving the direction of 35 member team process• Team Projects Lead; vacation coordination, mail distribution system, team building events
Frequently Asked Questions about Sue Jackson
What company does Sue Jackson work for?
Sue Jackson works for Jp Morgan Securities Llc
What is Sue Jackson's role at the current company?
Sue Jackson's current role is Central Supervisory Manager at JP Morgan Securities LLC.
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Sue Jackson
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Sue Jackson
Hr Leader With 10+ Years Experience | Pulling The Pieces Together, Answering The Questions Before They Need To Be Asked | Specializing In People Operations With 10+ Years In Higher Ed Health CareCorvallis, Or1oregonstate.edu1 +154197XXXXX
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Sue Jackson
Kansas City Metropolitan Area1enersys.com
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