Sue Jackson Email & Phone Number

Plano, Texas, United States

Frisco, Texas

• Assist 2 advisors in servicing clients; preparing reports, financial plans, transactions, scheduling, agendas and summaries• Office management• Maintain compliance systems to ensure advisor adherence and protection of client and advisor• Problem solving and conflict resolution working with advisors, clients and attorneys• Event Planning

Overland Park, Ks - Babler & Associates

• Consult with Ameriprise Financial clients to determine financial needs and goals and develop growth plans.• Continuously network and build individual client base.• Financial Planning to meet client’s needs.• Prompt resolution of customer service issues and financial questions.• Event Planning

Kansas City, Mo

• Supervise all new accounts and client trades for a variety of products and investment strategies including options, alternative investments, insurance, managed products and general securities. • Communicate with advisors and field leaders regarding results of supervisory activity, including one-on-one coaching.• Communicate with clients regarding activity to determine suitability. • Serve as subject matter expert providing information and/or research to other Central Supervision Unit (CSU) Registered Principals and business partners including compliance cases.

Overland Park,Ks

• Assist 2 advisors in servicing clients; preparing reports, financial plans, transactions, scheduling, agendas and summaries• Maintain compliance systems; to ensure advisor adherence and protection of client and advisor• Assistant to Registered Principle, working with ASSIST reports, establishing and maintaining tracking systems, helping RP with Advisor oversight (former task, advisor is no longer working as RP)

Four Hawksmen, Llc Overland, Ks

• Compliance Coordinator, Advisor Assistant and Office Manager; budgets, payroll, accounts receivable/payable, supplies, equipment• Paraplanner; including client calling and service, transactions, scheduling, implementing and maintaining FINRA(NASD)/SEC/AMPF regulations

Greater Minneapolis-St. Paul Area

• Case Manager; Mutual Fund settlements, managing and settling 450+ cases annually on a timely basis• Problem solving and conflict resolution working with advisors, clients and attorneys• Coach, Train and Quality Check Team Members; on new process orientation• Inter-team Member; driving the direction of 35 member team process• Team Projects Lead; vacation coordination, mail distribution system, team building events