Sultan H. Alhaidar Email & Phone Number

Riyadh, Sa

Riyadh, Saudi Arabia

*Daily tasks:- Monitor transactions and update AML/fraud scenarios.- Assign MCC codes and risk levels to merchants based on jurisdiction, products, channels, and legal form.- Verify merchants' KYC information and log verified merchants.- Review compliance dashboards and ensure merchant activities meet regulations.- Identify and resolve discrepancies.- Perform routine checks on automated workflows and document management systems.- Conduct daily risk assessments… Show more *Daily tasks:- Monitor transactions and update AML/fraud scenarios.- Assign MCC codes and risk levels to merchants based on jurisdiction, products, channels, and legal form.- Verify merchants' KYC information and log verified merchants.- Review compliance dashboards and ensure merchant activities meet regulations.- Identify and resolve discrepancies.- Perform routine checks on automated workflows and document management systems.- Conduct daily risk assessments and categorize merchants by risk level.- Verify merchant documents and track expiration dates.- Collaborate with other departments to improve compliance processes.- Implement weekly workflow enhancements.Key achievements:1. Developed custom fields to track merchant details across regions.2. Automated critical workflows, reducing manual intervention.3. Created a system to extract expired documents, ensuring accurate records.4. Transitioned to a unified platform, eliminating backlogs and errors.5. Developed compliance dashboards for real-time insights.6. Enhanced workflow efficiency and compliance verification processes.7. Introduced a risk categorization system for better risk management.8. Tracked expired documents, ensuring compliance.9. Identified illegal activities by freelancers and conducted training sessions.10. Improved processes for identifying and categorizing high-risk merchants. Show less

Riyadh, Saudi Arabia

Read and understand the rules and regulations governing the business and translate them into practice.Perform Compliance testing to monitor and inspect company divisions/units for regulatory compliance.Prepare reports of findings/observations and escalate breaches when necessary.Collaborate with relevant departments to develop action plans to resolve breaches and prevent future violations.Review marketing and promotional materials and provide feedback to the Director of… Show more Read and understand the rules and regulations governing the business and translate them into practice.Perform Compliance testing to monitor and inspect company divisions/units for regulatory compliance.Prepare reports of findings/observations and escalate breaches when necessary.Collaborate with relevant departments to develop action plans to resolve breaches and prevent future violations.Review marketing and promotional materials and provide feedback to the Director of Compliance. Show less

Responsible to create a comprehensive compliance policy from the ground up, ensuring alignment with industry regulations, etc(SAMA-CMA-SHI) and best practices.Conducting thorough assessments of existing policies, procedures, and practices to identify gaps and potential areas of non-compliance. Developing and implementing robust compliance programs and initiatives to align with regulatory requirements and best practices. Keeping abreast of evolving laws, regulations, and industry… Show more Responsible to create a comprehensive compliance policy from the ground up, ensuring alignment with industry regulations, etc(SAMA-CMA-SHI) and best practices.Conducting thorough assessments of existing policies, procedures, and practices to identify gaps and potential areas of non-compliance. Developing and implementing robust compliance programs and initiatives to align with regulatory requirements and best practices. Keeping abreast of evolving laws, regulations, and industry guidelines to provide expert advice and guidance to management and employees. Collaborating with cross-functional teams to ensure effective implementation of compliance strategies and procedures. Conducting internal audits and investigations to identify and address instances of non-compliance or unethical behavior. Liaising with external regulatory bodies, responding to inquiries, and managing compliance-related inspections or audits. Monitoring and analyzing industry trends and regulatory changes to proactively address emerging compliance challenges. Show less

Riyadh, Saudi Arabia

Receiving, registering, reviewing, verifying and resolving investor and market participant complaints, escalating to the relevant Supervision, Investigation and Enforcement functions or government agencies as needed.Working towards settlement of issue resolutions, granting permission to the complainant to file the case with the Committee for the Resolution of Securities Disputes (CRSD) if no settlement is reached within 90 days.Aggregating the relevant information, documentation and… Show more Receiving, registering, reviewing, verifying and resolving investor and market participant complaints, escalating to the relevant Supervision, Investigation and Enforcement functions or government agencies as needed.Working towards settlement of issue resolutions, granting permission to the complainant to file the case with the Committee for the Resolution of Securities Disputes (CRSD) if no settlement is reached within 90 days.Aggregating the relevant information, documentation and data to provide an initial hypothesis on the validity of complaints.Following-up/meeting the complainant to obtain additional information as requiredMediating with the complainant and relevant parties (e.g. Courts, BIPP, etc.) as needed.Developing and delivering complaints reports regarding the number of complaints received as well the most recurring public complaints/concerns. Show less

Regulatory Compliance, Non-Credit Specialization

This specialization introduced the essential elements of effective organizational compliance by exploring the concepts, considerations.

Game Theory, 97.22%

Acquired a comprehensive understanding of Game Theory concepts and their applications through an online course on Coursera, equipping.

Microeconomics: The Power Of Markets, 90.86%

Bachelor Of Laws - Llb, Law

Activities and Societies: • Elected class representative. • Elected project manager • Reviewed and analyzed government and judicial.