Sultan Shaikh Email & Phone Number

Hyderabad, Telangana, India

Navi Mumbai, Maharashtra, India

Evaluates risks and escalates alerts. Identifies and mitigates risks associated with sanctions, regulations, and AML.Adheres to all applicable laws, regulations, and guidance. Comply with AML laws and company policies and procedures.Conducts research and investigations. Conducts comprehensive research and background investigations on individuals, entities, organizations, and locations to identify and mitigate risks.Screens customers and transactions. Screens customers, prospects, and transactions against regulatory reporting lists and sanctions watch lists.Completes KYC risk assessments. Completes KYC risk assessments using corporate compliance tools and methods.Conducts reviews and investigations. Conducts reviews for AML and KYC alerts, basic case investigations, CDD, EDD, and sanction screening.Highlights suspicious activity. Highlights any suspicious product usage from an AML perspective to senior management for review.SME (Provides training and support). Provides training and support to new joiners and assigned team members.Monitors and reports on performance. Monitors the allocations queue and sends production emails, and prepares performance dashboards and individual count reports.

Navi Mumbai, Maharashtra, India

 Adhere to and comply with all applicable, federal and state laws, regulations and guidance, including those related to Anti Money Laundering as well as adhering to company policies and procedures and client requirements. Conducts comprehensive research and background investigation on individuals, entities, organization or locations to identify and mitigate associated sanctions, credit, financial crime and reputational risks and thoroughly documenting findings.  Screens customers, prospects and/or transactions against various regulatory reporting lists and regionally based sanctions watch lists.  Completing KYC risk assessment using corporate compliance tools and methods prior to account opening and on-going basis.  Conduct reviews for Anti-Money Laundering (AML) and Know Your Customer (KYC) alerts, basic case investigations, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and Sanction Screening.  Any Suspicious product usage from AML perspective gets highlighted to senior management for further reviews promptly.  Client Identification, Verification, and Screening. Training new joiners and SME support for the assigned team members.  Responsible for sending the allocations queue monitoring and production email and preparing performance dashboard and individual count reports.

Kalyan Dombivli, Maharashtra, India

 Handling trading terminal  Take and Place orders on behalf of clients  Analyze clients portfolio update clients about their position  Suggests and update clients about upcoming IPO’s  Update clients about fixed income products like SGB, Debentures  Client onboarding and processing accounts  Take follow up and helping clients to complete onboarding process online and also offline  Help Clients complete their KYC/CKYC and Annual KYC

Bcom - Bachelor Of Commerce, Business/Commerce, General

Bcom - Bachelor Of Commerce