Sumathi Sivakumar Email & Phone Number

Chennai, Tamil Nadu, India

Manage a team of Analysts performing KYC reviews.Manage the daily performance of employees, ensure adherence of SLA.Client Identification, Verification and Screening.Information such as customer’s address, employment (including employer), connectivity to PEP/SPF (Sanctions Screening), will be validated and confirmed. These will be validated based on existing information available or through approved third party sites. Based on the results, enhanced due diligence checks will be performed which include negative news and social media checks.Send the requests to Outreach/RM for accounts where information is required to complete the review.Partner with internal units to ensure adequate due diligence process is carried out for customer accounts and documentation reviews.Able to analyse the unit volume, capacity, performance and errors.Fulfilling the client’s necessities and focusing on continued delivery of regulatory client deliverables such as performance reporting, letters and advices.Handled FOS complaints and escalation reviews.Good knowledge about transaction monitoring and customer account opening and KYC & AML.

Chennai, Tamil Nadu, India

Responsible for resolving account issues to maintain strong customers relationships and arrive at a mutually beneficial solution for the customer and the Company. Error-free processing & being highly productive. Analyse the content of the data and documents retrieved during the verification.Responsible to Maintain Power of Attorney forms after franking.Perform screening on the companies and people found during the verification based on name,address and date of birth,nationality,gender,photo and signature are being screened.Analyzing risk and compliance issues relating to these products.Perform due diligence checks on clients such as Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).Track and facilitate audit finding responses, root cause analysis, and corrective action plans.Reviewing, investigating and reporting money laundering cases with on business accounts.Respond to requests for information regarding appropriate KYC documents by conducting the necessary due diligence review for Low/Medium/High risk customers.Proactively manage own work allocation and meet daily, monthly productivity and quality targets.Monitoring of customer transactions and identifying suspicious behaviour to provide a complete picture of customer activity.Responsible for the development and oversight of required mitigation plans relating to information security risk and policy exceptions.Consistently deliver high quality audit reports in a timely manner with audit issues focused on client outcomes, key risks, root causes and key messages.Deep understanding of financial products, risk management and regulatory requirements.Handling Mail activities and have good knowledge about MS office and Excel.

Chennai, Tamil Nadu, India

Determined and implemented additional steps, validating KYC risk compliance based on research of customer records, verification of account purpose and legitimacy, analysis of transaction activity.Prepared reports for management as required.Helped the team seniors/ maker checkers with reviewing level 2 escalation cases by other analyst make sure if the escalations are AML related.Assisted with project planning, team organization, and coordination.Supported projects involving strategic qualitative analysis, financial quantitative analysis, and research.Provided support to Investigators in regards to suspicious transactions, preparing documents for referral to law enforcement and assisting in establishing the integrity of customer.Collected data, create pivot tables, and analyze data to determine if alert needs to be escalated further or cleared.Handling digital AML and account transfer and FATCA activities. Handling Day to Day Correspondence role. Verifying KYC for individuals HUF NRI Corporate Body, Trust and other Non Individuals.To check the KYC (Account opening) form with SEBI, NSDL & CDSL norms (guidelines). Timely status reporting to supervisor.

Chennai, Tamil Nadu, India

-Contacted customers and requested financial documentation.-Analyzed customer data such as financial statements to determine level of risk involved for extending credit.-Placed customer accounts on hold due to past due payments.-Gathered loan documentation for underwriting.-Filing due diligence report and Board resolution reports.-Read and understood ECB and financial documentation.

Bachelor Of Engineering - Be, Computer Engineering, 7.2

Activities and Societies: Shuttle player

Hsc, Maths Biology, 88.7