Sumeet Mody Email & Phone Number

Austin, Texas, United States

Houston, Texas, United States

• Published over 2,000 individual and industry research reports across 27 companies with market caps ranging from $230 million to $500 billion and a total combined market cap of over $1.5 trillion• Industry coverage focus: Alternative asset management, traditional asset management, wealth management, asset management technology, money center banks, large- and mid-cap brokers, trust banks and boutique investment banks• Developed and maintained relationships with the largest institutional portfolio managers and analysts to present our view of current market conditions and its effect on the stocks across our coverage universe• Built relationships with most of the U.S.-based, publicly traded asset managers which have expanded across public, private and international markets over time• Spearheaded the creation of the asset management research platform including all organizational infrastructure within the firm• Worked directly with internal senior management executives and investment bankers to keep these teams up-to-date on current industry trends affecting Piper Sandler and its banking prospects• Provided input to both internal management and externally covered company management teams on strategies to drive market share gains• Co-Head of Diversity and Inclusion for FSG equity research, tasked with developing practicable hiring strategies to promote more diverse interest in Wall Street career opportunities

Greater New York City Area

• Assisted the unwind of a $28 billion derivative portfolio consisting of fixed-to-floating and floating-to-fixed interest rate swaps as well as various swap options• Created Excel models to calculate bond cash flows, interest rate swap mark-to-market and arbitrage opportunities• Assisted with technology consolidation to streamline underwriting process and provide real-time data access• Consolidated primary and secondary market trading data and holdings inventory for investment banking team• Organized and managed requests for municipal issuer credit extensions and assisted with the risk-return analysis

B.S., Mechanical Engineering

Activities and Societies: Pi Kappa Alpha Fraternity, New Orleans, LA January 2004 – 2007 Vice President 2005 • Coordinated all aspects.

Mechanical Engineering

Attended Cornell University in the fall semester of 2005 following the Hurricane Katrina evacuation. I earned 10 credits while there.