Sumit Arora Email & Phone Number

AML/CTF, Risk & Compliance

Gurugram, Haryana, India

Gurgaon, India

Worked as a Team Leader and handled the compliance department.

Delhi/Ncr

 Collection and analysis of basic identity information. Sourced a wide selection of client documentation from internal and external data sources OneSource, LexisNexis, Sonic, Bloomberg, BusinessWeek, Duns & Bradstreet etc. like in order to extract key information and validate client’s identity and reputation in order that they meet KYC checks Determination of the customer's risk in terms of propensity to commit money laundering, terrorist finance, or identity theft. Accurately documented rationale for case closure or escalation as appropriate Responsible for individual cases using appropriate case management tools and techniques to progress in order to meet timescales. Undertook review of existing clients within the database to ensure that their documentation was kept up-to-date An effective leader with demonstrated capability to mentor and motivate teams, enhance performance and contribution levels. Focused and hard working with good communication and interpersonal and leadership skills. Proactively contributed to team performance Actively participated and contribute in team meetings Provided support and share best practice across team Provided input to continuous improvement and be receptive to change

Delhi/Ncr

 Worked as an Embedded Coach Training & Quality Check Interacted with LOB regarding new procedural updates Provided Floor support and shared new updates to the associates Acted as a Quality Coach. Selected for Special Training program related to the Mortgage.

Master Of Business Administration (M.B.A.), Marketing & Finance, First

Bachelor'S Degree, Bca, First

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