Sumit Das Email & Phone Number

Andhra Pradesh, India

Hyderabad, Telangana, India

We provide consulting service for real estate properties in India & UAE and cater to HNI & uHNI investors.

Hyderabad Area, India

Hyderabad Area, India

Kfintech is India's largest RTA service provider managing more than a lac transactions in a month. I am managing AIF business of 10 big Mutual Fund houses, where my work includes complying with SEBI guidelines and following due diligence in transactions related to new folio allotment, additional purchases, redemption, Switches, non commercial transactions like Transfers, Transmission, Change in static data, Nominee correction etc.I am managing a team of 10 associates where I manage daily work volume, allocation of work, maintenance of SOP, due diligence, adherence to SEBI guidelines and following regulatory rules & regulations with respect to transactions.

Hyderabad Area, India

Process - Corporate Actions Income Processing -Claims Dept.Key work areas: I managed a team of 18 associates. Conducting DPMs, assessing BAU, SLA, allocating tasks to staff and ensuring the performance of the staff is of a high standard.Managing absenteeism, backlog filling by cross-training and organizing holidays.Conducting monthly 1 on 1 to discuss performance and provide feedback. Conducted annual appraisals by reviewing year performance and providing feedback to management.Supervise auditing of establishments, and determine the scope of investigation required.Examine records and audit documents to ensure we are following as per the SOP.Provide statistical and performance feedback and coaching on a regular basis for each team member. Write and administer performance reviews for skill improvement.Provide support for fellow team members by providing appropriate coaching, counseling, direction, and resolution.Ensure fellow employees have appropriate training and other resources to perform their job.Respond to and resolve client issues.Share continual responsibility and ensuring claims are handled efficiently and effectively.Establish work procedures and processes that support company and departmental standards, procedures and strategic directives.Communicate with upper management regarding department or employee concerns.Worked with the RPA team (Robotic Process Automation) for the development of macros which resulted in a 30% decrease in manual errors.

Hyderabad Area, India

Process - Corporate Actions Income Processing -Claims Dept.Work includes conducting market research on bonds and releasing interest payment and maturity payouts. We processed a monthly volume of 8000 events and corporate action events of approx 5 events in a month. Reconciling missed and imbalanced events by sending queries to agents, sending & honoring claims. Reconciling NOSTROS and sending SWIFT messages.Key work areas: Allocating tasks to staff and ensuring the performance of the staff is of a high standard.I prepared MIS reports on team performance, SOP updations and dashboard Reports for client calls.I was part of the UAT team in the development of new applications

Hyderabad Area, India

Process: Dividends Processing• Work included researching & releasing dividends in a timely manner to the clients of Wells Fargo Securities.• Communicating with clients/branches/Financial Advisors through e-mail/phone and acknowledging all the queries within TAT.• Preparing and maintaining the weekly & monthly Dashboards, RCA reports, Referral Trackers, Day end reports and updating SOP with changes & exceptions.• Training & Cross-training the new hires/ existing team members & mentoring them.

Gurgaon, India

Process: ACATS – Automated Customer Account Transfer System• Responsible for reconciling the accounts after the full transfer takes place. To ensure that all rectifying entries are posted to ensure both accounts is in balance.• Our work included researching the reason for short or debit in the client’s account during the time of transfer from one brokerage firm to another and also sending claims to other firms and honoring claim received from other firms by sending them cash/shares through checks, wire, ACATS etc.• Ensuring a follow-up on the claims submitted to help ensure all claims are honored.• Communicating with clients/branches/Financial Advisors through e-mail/phone and acknowledging all the queries within TAT.• Preparing and maintaining the weekly & monthly Dashboards, RCA reports, Referral Trackers, Day end reports and updating SOP with changes & exceptions.• Training & Cross-training the new hires/ existing team members & mentoring them

Post Graduate Certificate In Data Science, Data Science

Activities and Societies: Data Science and Optimization, Machine Learning, NLP, Data Modelling, Python and R

Post Graduate Diploma In Financial Market Analysis & Portfolio Management, Portfolio Management, Financial Management, 76

Bcom, Commerce

High School