Sumit Dhir Email & Phone Number

Sydney, New South Wales, Australia

Sydney, New South Wales, Australia

* Manage Internal Audit activity guided by IIA Standards* Audit Strategy and Plan* Audit Policy and process design * Audit Execution and oversight of Co-sourced Audits * Stakeholder Engagement* Board Committee presentation

India

* FP&A for Consumer, Wealth and Wholesale Business * Regulatory Returns submission * Team Building & Development * Stakeholder Engagement

India

Led the Internal Audit function. Role reported to Audit Committee of Board with key responsibilities: * Audit framework* Audit policy and process design* Team Building including competency management * Stakeholder Engagement - Board & Regulators* Participation in Board, Audit Committee and Senior Management Committees

India

✓ Internal Audits of* Treasury & Risk Management functions* Corporate Functions - HR, Secretarial, Legal, Taxation, Vigilance, Compliance, Customer Service, Contact Center, Expense Reviews etc* Retail Banking - Deposits as well as Advances* Ops Processing Centres for Retail Businesses in Financial Services* Information Technology / Security (Sep 2020 onwards) * Key Vendors✓ Change Management - driving Audit initiatives for Efficiency and Output. Privileged with territorial exposure across India. ✓ Risk Based Audit Plan - determining priorities for the Internal Audit Department basis Risk Assessment✓ Team Building (Recruitment & Development) and performance management✓ Concurrent / Co-sourced Audit Management✓ Stakeholder Engagement - Board Audit Committee, Executive Leadership and Regulatory Inspection team✓ Risk workshops for various Businesses - Risk identification, measurement and mitigation including development of Business Process, Risk & Control Matrix✓ Quality Assurance✓ Special Assignments including Fraud & Special Investigations✓ Audit Planning, Control Testing, Report Writing, Root Cause Analysis, Data Mining & Analytics, Communication, MIS Reviews, Action Plan management, Audit Committee presentations, Audit Charter and Policy in compliance with IIA standards.

Retail commercial lending to Transporters - New & Used vehicle finance and Working Capital loans. Responsible for North India for ✓ Credit Assessment and portfolio monitoring for trend analysis & remediation. ✓ Credit Policy - design and update. ✓ Credit team and support agencies - recruitment / appointment, training and performance management. ✓ Stakeholder Engagement and Management Information System

Cams Certified Anti Money Laundering Specialist, Aml

Cfsa Certified Financial Services Auditor, Financial Services Audit

Cia Certified Internal Auditor, Internal Audit

Cisa Certified Information Systems Auditor, Information Technology Audits

Caiib, Banking And Financial Support Services

Mdp, Strategic Management Program

Chartered Accountant

Bachelor Of Commerce (B.Com.), Commerce Graduate