Sumit Ghosal Email & Phone Number

Bangalore

Currently leading a large transition project for a US based investment major in securities finance and global markets. Handling a team of over 100 people across multiple tracks during transition and steady state operations.Core member of Practice Operations in Capital Markets Space and Head of Post Trade Operations. Involved in New opportunities, RFP's, Consulting Activities, Transition activities, Delivery Excellence, Transformation, Automation/AI solutions, Financial Products, and… Show more Currently leading a large transition project for a US based investment major in securities finance and global markets. Handling a team of over 100 people across multiple tracks during transition and steady state operations.Core member of Practice Operations in Capital Markets Space and Head of Post Trade Operations. Involved in New opportunities, RFP's, Consulting Activities, Transition activities, Delivery Excellence, Transformation, Automation/AI solutions, Financial Products, and Team ManagementTransformational solutions to clients in terms of improved processes and reduced costs Proactive solutions for clients through alignment with industry and market trendsTransformation solutions for global institutions and banks in the areas of custody, clearing & settlement, trade processing, asset servicing and reconciliation.Digitization and AI/ML solutions involving block chain, data monetization, RPA and Robo AdvisorsFinancial products like SUMMIT, OPICS and MUREXImparting best practices implementation to achieve delivery excellenceBlueprinting and consulting assignments for various clients for Application Rationalization and Optimization as well as Application Reengineering through identification of redundant and similar applications and processesAuthor of several white papers and blogs on capital market practices and trends.Mentoring of Business AnalystsDistinction of being considered as one of the Top Three Trainers in the capital markets space out of HCL Bangalore Show less

Bangalore

• Led a team for Production Support, Testing and Business Analysis areas• Defined and implemented standard project and compliance procedures of the IT department• Role involved vendor management activities

Bangalore

• Worked as part of the Business Intelligence group of services division of i-flex• Streamlining gamut of operations such as Global Information Warehousing for the largest global bank• Managed a team of around 40 people and completed onsite offshore model project

Bangalore

• Functioned as Business Analyst for a testing project based on settlement and confirmation for a large Swiss investment bank at London for 3 months• Conducted training sessions on regular basis for different project teams in the area of investment banking

Kolkata

• Led Market Operations and Depository Operations of the Exchange which involved all compliance and regulatory related reporting as well as execution of corporate actions• Played a key role in implementing systems and processes of clearing and settlement in electronic form, which involved establishing connectivity with both depositories, NSDL and CDSL• Involved in the execution of:o Clearing and settlement functions of securities and funds, including exception management and auction… Show more • Led Market Operations and Depository Operations of the Exchange which involved all compliance and regulatory related reporting as well as execution of corporate actions• Played a key role in implementing systems and processes of clearing and settlement in electronic form, which involved establishing connectivity with both depositories, NSDL and CDSL• Involved in the execution of:o Clearing and settlement functions of securities and funds, including exception management and auction processeso Other depository operations, including client maintenance and collateral management• Carried out data analysis and data dissemination of market data• Initiated the inspections of broker members for broker member’s back office operations• Streamlined audit and inspections of the Exchange’s processes by regulatory bodies like SEBI, NSDL and CDSL• Assured the timely maintenance of reference data for all trade and post trade operations such as client master and securities/instruments master in Exchange’s systems• Led identification of end-user requirements, determining functional specifications, coordinating with developers for development, product testing, quality-assurance, implementation and post-implementation support Show less

Kolkata

• I was responsible for the complete Financial and Credit appraisal of clients for the purpose of venture capital financing.• Project appraisal included technical as well as financial appraisal using techniques like profitability projections, sensitivity analysis and capital budgeting techniques.

Mumbai

• I was involved in the registration of primary market intermediaries. These included merchant bankers, portfolio managers, broking houses and registrars & share transfer agents.• Conducted inspection and audit of registered primary market intermediaries and broking houses.

Mba, Finance

Master in Business Administration, specializing in Financial Management

M.Tech, Materials Science

Masters degree in Materials Science, specializing in Superconductors

B.E, Ceramic Technology

B.Tech, M.Tech (IIT Kanpur); MBA (Finance)