Sumit Sable Email & Phone Number

Mumbai, Maharashtra, India

Job Responsibilities:• As a part of pre-disbursement process, Independent Concurrent Audit of KYC process of all V-CIPcases sourced internally or through external sourcing partners, to ensure adherence to RBI KYCguidelines & related internal processes.• Fortnightly internal reporting of KYC review status of all V-CIP cases.• As a part of post-disbursement process, Concurrent Audit of sample disbursed cases to highlightinstances of non-adherence to Operations processes.• Fortnightly internal reporting ofresults of Concurrent Audit ofsample disbursed cases toOperations team / other stakeholders.

Mumbai, Maharashtra, India

Preparing and reviewing agreements and documents relating to education finance.Following up with the customer KYC and EMI processAdhering to the TATWork on NACH and auto debit processPhysical KYC and OSVSharing B2B MOU’sTranche, NACH and Renewal executions

Mumbai, Maharashtra, India

• Assisting the customer in opening the liabilities account• Carrying out verification of the customer on call• Basic understanding of KYC documentation requirements for saving accounts and verifying the same on the video call• Handle Yes Bank customers in a polite and friendly way, instilling customer confidence and resolving customer issues while on boarding journey wherever possible• Take ownership and initiative to complete necessary video call and customer follow up• Responsible for achieving key performance indicators whilst maintaining Yes Bank quality and compliance standards

Mumbai, Maharashtra, India

Clients Handled: 1) Yes Bank 2) DHFL 3) Indostar Capital 4) Edelweiss Financial Services Job Responsibilities:• Handling bank and financial institutions concurrent audit• Monitor and analyze reports which includes loans and branch audits• Currency chest audit of Yes Bank under RBI guidelines• Surprise physical verification of cash at branch along with safekeeping and custody• Keeping vigil on sorters to minimize discrepancies and frauds• Checking compliance of NPA norms, checking revenue leakages and KYC documentation• Check whether validation by authorized persons is available in the application form, loan documents and KYC documents are available as per RBI guidelines• Daily reporting of critical observations and monthly closing and preparation of reports• Compliance with regulatory guidelines as per Reserve Bank of India

Master'S Degree, Accounting And Finance

Bachelor Of Commerce - Bcom, Accounting

High School, Commerce

Ssc, Al