Sunil Bansal - Ca, Cia, Cisa, Pmp Email & Phone Number

Waterloo, Ontario, Canada

Ontario, Canada

Gurgaon, India

★ Lead Bank of America’s Global Financial Control Oversight program; ensure financial reporting risk is managed per applicable regulations including PCAOB/SEC guidelines.★ Perform process risk assessment, controls testing, issues assessment & impact analysis and facilitate quarterly/annual CEO/CFO certifications.★ Partner with process/controls owners, corporate/external audit for development and monitoring of remediation plans.★ Business management and strategy development for Enterprise Independent Testing group comprising of 600 resources. Key focus areas being financial planning & analysis, risk management, operational excellence, automation & technology enablement.★ Lead cross functional initiatives driving change through process improvements and redesign including automation using emerging technology tools e.g. Tableau, Workiva, Alteryx etc.★ Established Financial & Regulatory Reporting Assurance program including hiring & training of 30 member team.★ Created framework for & implemented centralized monitoring of SSAE 18 reports of SOX critical third party vendors.★ Conceptualized & steered development of testing workflow tool & Tableau dashboard saving ~7500 hours/year.★ Successfully closed multiple MRIA/MRAs from regulators on various regulatory reports e.g. FR Y-14 M/Q, FFIEC 009.★ Led project team of 500 resources for 3 months to review loans granted under CARES Paycheck Protection Program.★ Developed content and delivered sessions on financial wellness attended by ~5000 BofA employees across India.

Gurgaon, India

★ Spearheaded implementation of Group Internal Financial Controls framework having controls across all enterprise functions viz. Finance, Ops, HR, Procurement, IT & Legal.★ Designed & deployed framework for periodic risk assessment & audit of key processes to identify vulnerable areas and remediate control lapses.★ Conducted fraud investigations and re-engineered processes to plug leakages and set up early detection mechanisms.★ Rolled out Code of Business Conduct across 300 units & 8 branches in India to ensure ongoing compliance with UK Bribery Act.★ Nominated by Country CEO for INSights; an annual leadership development workshop conducted at Group headquarters in UK.

Gurgaon, India

★ Spearheaded SOX implementation encompassing scoping, documentation, remediation, walkthrough & controls testing for 18 group companies in 15 countries; ensured no material or significant deficiency during external audit.★ Facilitated external audits and partnered with stakeholders for development and monitoring of remediation plans.★ Designed and implemented early warning controls framework including Risk & Control Self-Assessment (RCSA).★ Compiled and presented quarterly internal control disclosures to executive management and audit/risk committee.

Noida, Uttar Pradesh, India

★ Performed multiple SOX implementation/assessment & internal audit projects for clients across diverse industries – financial services, e-commerce, telecom, manufacturing etc.★ Led Model Audit Rule (MAR 205) implementation for a large mutual insurance company in US.★ Worked in the US for ~ 4 years for execution of various projects.

Gurgaon, India

★ Executed J-SOX implementation project for leading network antivirus development company in Japan; traveled to Tokyo for 2 months.★ Performed Internal audit for India delivery center of a large Swiss bank.

Bengaluru Area, India

★ Liaised with business teams to understand manual processes; designed application architecture and led team of software developers to automate processes e.g. web portal for exercise & administration of Employee Stock Options (ESOPs)★ Performed SOX readiness testing and gaps remediation for entire suite of financial applications

Ca, Accounting, Finance, Taxation, Law

B.Com (Hons.), Accounting, Finance, Taxation, Law