Preparation and submission of daily, monthly and quarterly regulatory reports.Completing the oversights of the reports to be submitted to authorities.Work with Operations and IT teams to develop new reports and completing the UAT testing and implementation.Work with business, legal and compliance teams to determine the requirements for the new processes.Preparing the procedural documents for the processes.Identifying the gaps in the processes and implementing the controls to mitigate the risk.

Key player in managing the Pre/Post settlement and servicing of equity and fixed income product trades for UK Market (Crest) and Euroclear markets.Responsible for analyzing the business needs of the clients & stakeholders to help identify business problems & propose solutions.Effectively coordinating between offices like - Front Office, Middle office and Back Office and ensuring the settlement of trades.Efficiently monitoring the Life-cycle of a trade by coordinating between Investment Manager Reps and Brokers to ensure on time settlement.Efficiently handling reconciliation of individual transactions Stock – Ownership position against custody location position.Efficiently monitoring the funding and movement of stocks on daily basis on trades as per client’s requests.Identifying, monitoring, reporting Key Risk Indicators and mitigating risk with quality analysis of the reports on daily basis and handling of escalations. Preparing incident reports and implementing control checks for process.Independently leading a team of 5 professionals on daily basis by actively involving in the planning and staffing and motivating the team for effective business development processes.Initiating and conducting team meeting and Team huddles on weekly basis and effectively managing team on daily basis and involved in making timely team decisions.Playing a pivotal role in preparing and maintaining the Process related documents like DPAD, SLA Tracker, Team dashboard report, KPI’s and checklist for the purpose of audit.Preparing and conducting trainings for the team assessing on regular basis.