Sunil Kapoor Email & Phone Number

Mumbai, Mh, In

Mumbai, Maharashtra, In

Hyderabad, Telangana, In

Mumbai, Maharashtra, In

Group CRO for SBI Capital Markets and its three subsidiaries. SBI Capital is wholly owned subsidiary and the investment banking arm of State Bank of India and India's leading Investment Bank into Equity Capital Markets, Debt Markets, Project Finance, Private Equity, Institutional & Retail Broking, Trustee & Foreign Subsidiaries.Acting as Chief Risk Officer for the Branch of SBICAPS at Abu Dhabi Global Markets (ADGM). ADGM is world’s premier International Financial Centre in the capital of the UAE and a Financial Free Zone. Played instrumental role in setting up ADGM Branch, thoroughly understanding and complying with the Financial Services and Markets Regulations (“FSMR”) for financial services in ADGM as well as Financial Services Regulatory Authority (FSRA) Rulebooks and Guidance and Policies Manual.

Mumbai, Maharashtra, In

Leadership and Management role for all the Enterprise Risk Functions (Operational Risk, Financial Risk, IT Risk, Business Continuity Management, ESG, Data Privacy and Fraud Risk). Enabling risk culture within the organisation to ensure sustainable growth over the long term.Governance and approval of Insuretech projects and help businesses put in place AI/Bots for sales, customer journey and risk management.

Mumbai, Maharashtra, In

Lead the Compliance and Risk Functions. A Key Management Personnel (KMP) with reporting to Risk Management Committee of the Board and line reporting to CEO.

Mumbai, Maharashtra, In

Overall Responsibilities:• Developing Internal & Regulatory Policies, setting up of Limit Management Framework/ Risk appetite document, Risk Methodologies, Measurement, Monitoring, Operating & Reporting Frameworks.• Risk management capabilities on FX & Derivatives products including structured products from credit and market risk perspective including development of internal PFE methodology.• Managing stakeholder relationships – FO, Finance, Credit, Legal, Compliance, Internal Auditors; Statutory Auditors, Regulators, Bodies like Fimmda, FEDAI, Peer group in Banks.• Project Management Principal project manager for setting up Risk function for the new Bank – Managed the complete project of setting up of policies, frameworks & systems for Market Risk, Credit Risk & ALM.

In

I. Fixed Income Securities & Forex Segment: Validation of the Margining Model (based on VaR) for the Fixed Income securities. Drawing yield curve using Matlab optimization. Calibrated exposure limits for each Member in the Forex Segment based on financial statements analysis, bilateral trade analysis within members, giving effect of bilateral and multilateral netting and novation. Part of the team for CLS operations for settlement of FX transactions.II. Interest Rate & FX Derivatives Segment: Conceptualized Business Requirement Study (BRS) document on the settlement of IR & FX derivatives through CCIL. Represented CCIL during meeting with the Regulators and Board Committees. Developed and tested IR, FX Fwd valuation and margin tools using Excel VBA.

Worldwide, Oo

Statutory Audit & Compliance of Public Limited Companies.

i. Article trainee under the C.A. firm M/s. Gurnani & Co.ii. Handled projects on Statutory Audits, Tax Audits, Business projections, Taxation consultancy.

Education record

Fellow Chartered Accountant, Financial Markets, Accounting, Auditing & Taxation

Financial Risk Manager (Frm), Risk Management - Global Certification Course

Associate Company Secretary, Compliance Function And Corporate Law & Practice

Post Graduate Degree (Master Of Commerce), Finance & Accountancy

Graduation (Bachelor Of Commerce), Finance & Accountancy

Diploma In Information Systems Audit (Disa)

Mdp, Business Analytics