Sunitha Thomas Email & Phone Number
@fidelity.com
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Who is Sunitha Thomas? Overview
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Sunitha Thomas is listed as Director at Fidelity Investments, a company with 10 employees, based in Oradell, New Jersey, United States. AeroLeads shows a work email signal at fidelity.com and a matched LinkedIn profile for Sunitha Thomas.
Sunitha Thomas previously worked as Senior Compliance Advisor at Fidelity Investments and Associate at Goldman Sachs. Sunitha Thomas holds Ba, Economics from Rutgers University.
Email format at Fidelity Investments
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AeroLeads found 1 current-domain work email signal for Sunitha Thomas. Compare company email patterns before reaching out.
About Sunitha Thomas
Dedicated Compliance professional, with extensive experience collaborating with clients, colleagues, and Senior management. Worked closely with major US regulatory agencies to identify and resolve potential fraudulent trade activities through monitoring and analysis. Extensive cross collaboration with various internal departments such as Traders, Legal, and Operations.
Listed skills include Equities, Risk Management, Capital Markets, Derivatives, and 9 others.
Sunitha Thomas's current company
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Sunitha Thomas work experience
A career timeline built from the work history available for this profile.
Senior Compliance Advisor
- Research and respond to inquiries ranging in complexity from various regulators.
- Collaborate with numerous divisions across the firm to respond to external regulators regarding exams or inquiries.
- Coordinate and lead prep sessions with internal stakeholders prior to meeting with external regulators.
- Respond to customer complaints and assisting in quarterly FINRA Rule 4530 complaint filings.
- Assisted in various SEC and FINRA exams.
Associate
- Goldman Sachs & Co. LLC, Jersey City, NJ — AssociateJan 2010 - May 2018
- Communicated and negotiated with various US & Foreign regulatory agencies.
- Provided consultation with Legal/Litigation Department and outside counsel on high-risk investigations.
- Interviewed traders, technology, and operations staff to determine root causes in connection with regulatory inquiries.
- Provided updates to senior management, legal and/or AML of any potential firm risk discovered in connection with regulatory inquiries.
- Investigated trades and identified accounts by reviewing trade reports such as daily/weekly stock record, Blue Sheets and monthly account statements.
Assistant / Analyst
Colleagues at Fidelity Investments
Other employees you can reach at fidelity.com. View company contacts for 10 employees →
Gnana Sekhar Kavali
Colleague at Fidelity Investments
Plano, Texas, United States, United States
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Michael Melody
Colleague at Fidelity Investments
Galway, County Galway, Ireland, Ireland
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MF
Mathieu Foley
Colleague at Fidelity Investments
South Jordan, Utah, United States, United States
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Adheesh Sharma, Cfa
Colleague at Fidelity Investments
Boston, Massachusetts, United States, United States
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MZ
Mark Zuliani
Colleague at Fidelity Investments
United States, United States
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Eric Tice
Colleague at Fidelity Investments
Mansfield, Texas, United States, United States
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CK
Conor Kirby
Colleague at Fidelity Investments
Boston, Massachusetts, United States, United States
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JK
John Kearney
Colleague at Fidelity Investments
Clearwater, Florida, United States, United States
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Sophia Shirvanian
Colleague at Fidelity Investments
Los Angeles, California, United States, United States
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Eric Hoover
Colleague at Fidelity Investments
Greater Philadelphia, United States
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Sunitha Thomas education
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Rutgers University
Frequently asked questions about Sunitha Thomas
Quick answers generated from the profile data available on this page.
What company does Sunitha Thomas work for?
Sunitha Thomas works for Fidelity Investments.
What is Sunitha Thomas's role at Fidelity Investments?
Sunitha Thomas is listed as Director at Fidelity Investments.
What is Sunitha Thomas's email address?
AeroLeads has found 1 work email signal at @fidelity.com for Sunitha Thomas at Fidelity Investments.
Where is Sunitha Thomas based?
Sunitha Thomas is based in Oradell, New Jersey, United States while working with Fidelity Investments.
What companies has Sunitha Thomas worked for?
Sunitha Thomas has worked for Fidelity Investments, Goldman Sachs, and Spear Leeds & Kellogg / Goldman Sachs Execution & Clearing.
Who are Sunitha Thomas's colleagues at Fidelity Investments?
Sunitha Thomas's colleagues at Fidelity Investments include Gnana Sekhar Kavali, Michael Melody, Mathieu Foley, Adheesh Sharma, Cfa, and Mark Zuliani.
How can I contact Sunitha Thomas?
You can use AeroLeads to view verified contact signals for Sunitha Thomas at Fidelity Investments, including work email, phone, and LinkedIn data when available.
What schools did Sunitha Thomas attend?
Sunitha Thomas holds Ba, Economics from Rutgers University.
What skills is Sunitha Thomas known for?
Sunitha Thomas is listed with skills including Equities, Risk Management, Capital Markets, Derivatives, Hedge Funds, Electronic Trading, Fixed Income, and Investment Banking.
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