Assistant General Counsel
CurrentIn house legal counsel managing litigation, arbitrations, and regulatory inquires for life insurance companies and securities broker/dealer and registered investment adviser. Cases managed include investment suitability, selling away, misrepresentation, contestable death claims, claims against agents/reps, and interpleaders. Conduct legal research, perform investigations, interview and prepare witnesses, respond to discovery, evaluate cases for settlement and trial, advise senior management, establish reserves, retain and manage outside counsel. Prepare for and attend depositions, mediations, trials, and final hearings.