Susan Vance Email and Phone Number
Susan Vance's Location
Stamford, Connecticut, United States, United States
Susan Vance's Contact Details
Susan Vance work email
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Susan Vance personal email
n/a
About Susan Vance
Susan Vance is a Vice President, Office of the Swap Dealer CCO, Barclays Bank PLC at Barclays. She possess expertise in solutions, investment management.
Susan Vance's Current Company Details
Susan Vance Work Experience Details
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Vice PresidentBarclays Jan 2022 - PresentLondon, GbOffice of the Swap Dealer CCO
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Associate Director, Otc DerivativesNational Futures Association Jul 2015 - Dec 2021Chicago, Il, UsJune 2019 - December 2021 - Examination ProgramConduct risk-based examinations of Swap Dealer members to ensure compliance with the Dodd-Frank Wall Street Reform and Consumer Protection Act and NFA rules. Review work of junior staff for completeness and to ensure a consistent approach across firms. Increased flow of relevant information to exam teams to aid risk-based examination scoping. This included presenting Continuous Monitoring matters as a member of the Exam Selection Committee and developing Tableau dashboards to present firm data from examinations and Continuous Monitoring matters. Point of contact for CFTC registration and NFA membership process for new Swap Dealer members, including updating 4s examinations for Initial Margin and Capital rules.July 2015 - May 2019 - Continuous Monitoring ProgramLed a four person team that kept abreast of developments in the industry and at member Swap Dealers in order to inform the examination process and priorities. Team was responsible for investigating self-reported non-compliance issues (SRIs) to understand root cause and impact, and to ensure completion of remediation. Discussed SRIs and other issues with CFTC on monthly calls. Performed horizontal analysis of SRIs across Swap Dealers to aid Examination Group's understanding of common non-compliance issues. Team reviewed all Swap Dealer filings, including CCO Annual Reports and Quarterly Risk Exposure Reports and followed up with firms as necessary. Contributed to the design and development of an internal system that documents firm issues. -
Manager, Otc DerivativesNational Futures Association Dec 2014 - Jun 2015Chicago, Il, UsExam Group's Continuous Monitoring ProgramHelped develop systems and processes for this newly created group.
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Intern- Return To Work ProgramMorgan Stanley Feb 2014 - Aug 2014One of fifteen interns in Morgan Stanley's inaugural Return to Work Program for professionals seeking to relaunch their careers. I worked in the Institutional Equity Division with the Listed Derivatives group for the first half of the internship. I completed several market analysis projects for trading desk clients and ran daily data updates for use in client-focused research. Collaborated with IT to build two databases to generate sales leads for the Derivatives Clearing Sales team. I worked with Wealth Management Product Risk for the second half of the internship. Worked with the Risk Officer to complete the Wealth Management Futures Commission Merchant's Risk Management Program Policies and Procedures as required by the CFTC's Enhanced Customer Protection Rules.
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VolunteerStamford Public Schools Jan 2007 - Jun 2013Scofield Magnet Middle School. PTP Executive Board member, 4 years. VP Fundraising: 3 years. Managed 12 fundraising campaigns, raising more than $30k each year. Secretary: 1 year. Performed all duties of corresponding and recording secretary.Middle School Advisory Council- parent representative, 2 years. Active member of MSAC attending 6 meetings per year, working with school administrators, teachers, and other parent volunteers to recommend ongoing reform efforts to impact Stamford's five middle schools and some 3,000 students.
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DirectorDeutsche Bank Trust Company Americas Jan 2000 - Oct 2006Head trader for Radix Fund in DB Absolute Return Strategies Group. Radix Fund, a $350 million notional quantitative model-driven fund investing in fixed income, equity, foreign exchange, and commodity futures in Asia, Europe, and North America. Implemented multi-day and intra-day model signals. Contributed to research process by providing feedback on market structure and behavior. Shed operational risk working on the team that developed a website to manage the trade process and to ensure that portfolio positions matched the theoretical positions of the models. Reduced transaction costs through increased use of electronic trading.
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Vice PresidentJ.P. Morgan Asset Management 1994 - 1999Government and Agency Trader (1998-1999)Executed cross-sector and duration decisions for the fixed income group. Member of Treasury Sector team, providing recommendations on sector allocation and security selection. Built innovative package trades for cross-sector allocation decisions, reducing transaction costs. Integrated an electronic trading system for the desk to increase productivity. Implemented foreign exhange hedges for non-dollar trades.Derivatives Trader (1994-1998)Started the derivatives desk by consolidating the execution of listed and OTC equity and fixed income derivatives across four seperate product groups. Traded equity and fixed income futures in fourteen markets to implement global asset allocation decisions. Managed the real-time implementation of $3 billion of Tactical Asset Allocation portfoliios and $1 billion of Tactical Duration Management portfolios. Monitored the markets and model movements, initiating trades on a timely basis to ensure optimal model implementation. Executed listed and OTC trades to implement hedges, duration strategy changes, and value-added trades. Executed cash equitization, EFP, and basis trades for the equity group.
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Senior Vice PresidentVantage Global Advisors 1991 - 1994Director of TradingLed trading of U.S. and global tactical asset allocation accounts using listed derivative products in the fixed income, equity, and FX markets in the U.S., U.K., Germany, and Japan. Established the trading operation of the new West Coast office.
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Managing DirectorTsa Capital Management 1985 - 1991Director of TradingCutting-edge asset management firm offering quantitative asset allocation products to pension funds and endowments. Assets grew to over $3.75 billion and thirty seperately managed accounts. Oversaw the asset allocation trading as well as cash-equitization and index arbitrage for active portfolios. Supervised the second trader and the back office operations. Primary contact for several clinets. Helped create a system to track futures trading costs.
Susan Vance Skills
Solutions
Investment Management
Susan Vance Education Details
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University Of California, Berkeley, Haas School Of BusinessFinance -
UclaBusiness-Economics
Frequently Asked Questions about Susan Vance
What company does Susan Vance work for?
Susan Vance works for Barclays
What is Susan Vance's role at the current company?
Susan Vance's current role is Vice President, Office of the Swap Dealer CCO, Barclays Bank PLC.
What is Susan Vance's email address?
Susan Vance's email address is sv****@****res.org
What schools did Susan Vance attend?
Susan Vance attended University Of California, Berkeley, Haas School Of Business, Ucla.
What skills is Susan Vance known for?
Susan Vance has skills like Solutions, Investment Management.
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