Susan Beane work email
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Susan Beane personal email
As a highly versatile Compliance professional and Product Strategist, I can work in both the Financial Services and FinTech industries. I am an experienced leader of compliance technology, regulatory functions, and complex, cross-company initiatives. I thrive in fast-paced environments. I am best known for my ability to foster strong working relationships with engineers, regulators, clients, legal and risk professionals. My accomplishments include creating and maintaining a healthy corporate risk environment through control testing, risk assessments, mitigation programs and the reduction of audit findings in large banking and financial institutions. My specialties include a wide range of skills - Regulatory Compliance, Product Management, Product Lifecycle and Strategy, Risk and Audit Oversight, Process Improvement, Compliance and Corporate Training, Blue Sky Law and Program Management.One of my passions is working with non-profits and employee resource groups to provide personal and professional development through mentoring, leadership, education, and advancement opportunities.
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Compliance Product OwnerAdvisor360° 2019 - Sep 2021Weston, Massachusetts, United StatesResponsible for the strategic direction and long-term vision over the Advisor360 compliance product including development, sales, and customer engagement -
Vice PresidentBny Mellon 2012 - 2018Greater Boston AreaPartnered with the business, compliance, risk, audit and legal to maintain a well-controlled business risk environment that met client needs and adhered to industry requirements. Strengthened controls by conducting risk assessments, implementing mitigation programs, executing control testing, and delivering corporate training. Assessed blue sky law to ensure adherence to state regulations.Co-chair for the BNY Mellon Women’s Initiative Network (WIN) New England employee resource group. -
Senior Compliance ManagerFidelity Investments 2010 - 2011Greater Boston AreaWorked closely with business partners and compliance to identify regulatory and corporate requirements for project implementation. Provided oversight over technology for compliance activities. Established strong partnerships with the compliance and risk community to meet the needs of the business and to comply with corporate policy.Prior roles at Fidelity include the following:Advertising/Sales Literature Compliance Manager, eReview Program Manager Directed the team ensuring compliance for the regulatory filing of broker-dealer communications with FINRA, MSRB, and State Insurance Divisions. Chaired a company-wide advertising governance board delivering strategic direction and regulatory advice enterprise-wide. Blue Sky Compliance Manager Ensured compliance with Blue Sky law, state securities and US regulations, building robust relationships with state regulators, outside counsel, and Blue Sky vendors. Registration and Licensing Compliance Manager Maintained compliance with State Securities and State Insurance regulations through broker- dealer and investment advisor filings with regulator. Licensed registered representatives with regulators
Susan Beane Skills
Susan Beane Education Details
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Bachelor'S Degree
Frequently Asked Questions about Susan Beane
What is Susan Beane's role at the current company?
Susan Beane's current role is Compliance | FinTech | Product Strategy | Regulatory | Risk | Financial Services | Mentorship |.
What is Susan Beane's email address?
Susan Beane's email address is su****@****fmr.com
What schools did Susan Beane attend?
Susan Beane attended University Of Massachusetts Boston.
What skills is Susan Beane known for?
Susan Beane has skills like Proven Relationship Management Abilities, Ability To Leverage Technology For Process Improvement, Strong Project Management And Planning Skills, Knowledgeable In Enterprise Records Management Policies And Programs, Extensive Experience In Business Continuity Planning, Outstanding Organization Abilities, Strategic And Analytical Thinker, Strong Training Skills, Detail Oriented.
Not the Susan Beane you were looking for?
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1uhd.edu -
Susan Beane, MD FACP
Health System Transformation And Population Health Executive. I Have A Passion For Using The Practice Of Purpose-Driven, Value-Informed Population Health To Address Health Vulnerability And Inequality Wherever It Exists.New York City Metropolitan Area2aol.com, healthfirst.org -
Susan Beane
Denmark, Me1yahoo.com -
Susan Chester
High Point, Nc1mickeybody.com1 +133690XXXXX
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