Susan T. Email & Phone Number

Hybrid

Business Support within Family and Household Support localities and SSSC administration.

Edinburgh, United Kingdom

Edinburgh, Scotland

To provide assurance to the business that they have adequate and robust controls in place from a regulatory and risk perspective.Engage with key stakeholders to ensure risks and potential control failures/weaknesses are investigated.Present review findings and influence solutions.Lead reviews and provide support and training as required to review team members.Experience across a number of functions including Customer Operations, SL Savings including WRAP Platform and Custody of… Show more To provide assurance to the business that they have adequate and robust controls in place from a regulatory and risk perspective.Engage with key stakeholders to ensure risks and potential control failures/weaknesses are investigated.Present review findings and influence solutions.Lead reviews and provide support and training as required to review team members.Experience across a number of functions including Customer Operations, SL Savings including WRAP Platform and Custody of assets, Outsource providers, Marketing, Legal and Proposition. Show less

Edinburgh, United Kingdom

Identification and testing of regulatory controls for various business units throughout the EMEA region. These include the asset management side of the business (SSgA) as well as depositary, custody and global services. Completing reporting and agreeing findings with the businesses. Proactively develop and update procedures/standard templates/narrative based on current methodologies around controls and testing. Train/Mentor new team members where required and created standard… Show more Identification and testing of regulatory controls for various business units throughout the EMEA region. These include the asset management side of the business (SSgA) as well as depositary, custody and global services. Completing reporting and agreeing findings with the businesses. Proactively develop and update procedures/standard templates/narrative based on current methodologies around controls and testing. Train/Mentor new team members where required and created standard templates to assist with this. Show less

Edinburgh, United Kingdom

Working within the corporate compliance function for the depositary State Street Trustees Ltd. Responsible for completing and maintaining the State Street Trustees Limited compliance monitoring and testing (M&T) programme and assist in the annual review of the matrix. Responsible for ensuring business procedures are adequate and cover all regulatory requirements.Maintain and deliver the AML and OFAC training.

Edinburgh, United Kingdom

Compliance monitoring of derivative investments for clients of SSTL in line with COLL HandbookReviewing work of the SSTL billings team and deputising for the SSTL billings team leader when required.