Area: Investment & Portfolio Management:• To act in good faith and in the company's interest, as well as to take responsibility for the planning, implementation, managing, and running of all investment decisions and activities of the company.• Set performance indicators for the sales and business development personnel and formulate operational policies for the organization.• As a MAN-COM member taking part in the decision-making process like investment in own portfolio, strategic… Show more Area: Investment & Portfolio Management:• To act in good faith and in the company's interest, as well as to take responsibility for the planning, implementation, managing, and running of all investment decisions and activities of the company.• Set performance indicators for the sales and business development personnel and formulate operational policies for the organization.• As a MAN-COM member taking part in the decision-making process like investment in own portfolio, strategic investment, employees' contributory provident fund, and strategies for negative equity clients.• Supervising the daily purchase and sale of proprietary investment portfolios.• IPO bidding through the Electronic Subscription System (ESS) for eligible accounts.Area: Operations & Risk Management• Monitoring the performance of the branches and digital booths.• Cost-benefit analysis for new digital booths in potential places with different business models.• Supervising the daily brokerage transactional process.• Supervising the settlement process with stock exchanges.• Monitoring the transactions & settlement with Merchant Banks, Asset Management Companies.• Supervising & monitoring client margin accounts.• Reviewing the daily MIS and reacting accordingly.• Preparation of Annual Budget & Business Plan and analyzing budget variance report.Area: Internal Control, Compliance & Reporting:• Supervising, monitoring, and controlling the company's due diligence activities.• Corresponding and maintaining regulatory affairs with the regulators, e.g., BSEC, DSE, CSE, RJSC, etc., regarding any queries or investigations and hearing sessions (if any) on behalf of the company.• Review and negotiate stock brokerage agreements with merchant banks and asset management companies.• Supervising daily compliance reports.• Supervising the final settlement process for any demise account holder.• Half-yearly Suspicious Transactions Report to the Bangladesh Bank. Show less

Internal Control, Compliance & Reporting:Monitoring, supervising, and controlling due diligence activities of the company as a core job responsibility; Corresponding and maintaining regulatory affairs with the regulator(s) regarding any queries or investigations on behalf of the company;Corresponding with foreign securities companies and fund manager(s) and disseminating required information and queries regarding the company;Ensure and responsible for regulatory reporting on a… Show more Internal Control, Compliance & Reporting:Monitoring, supervising, and controlling due diligence activities of the company as a core job responsibility; Corresponding and maintaining regulatory affairs with the regulator(s) regarding any queries or investigations on behalf of the company;Corresponding with foreign securities companies and fund manager(s) and disseminating required information and queries regarding the company;Ensure and responsible for regulatory reporting on a monthly/quarterly basis; Conducting regular pre-audit in different departments like Finance & Accounts, Settlement, ICT, Administration, Sales & Trading etc. and based on its finding, observations regarding all the departmental activities prepare a comprehensive report and will report directly to the Chairman of the Board of Directors in a quarterly basis.Prepare daily Compliance Report;Prepare documentation process for new/ex Authorized Representatives, renewals, Trading Workstation, Shifting or Branch changes, etc.;Final settlement process for any demise Account Holder(s);Half-yearly Suspicious Transactions Report to the Bangladesh Bank;Operations & Credit Administration:Monitoring and supervising Margin Loan(s) for different Branch(es);Approval Margin Loan(s) and ensure due diligence activities in case of new margin lending;Ascertain appropriate debt-equity ratio and exposure limit for the customers according to the company’s policy;Official communication with the listed companies for receiving the entitled cash dividends of Margin Accounts;Update daily Approved list of securities for margin accounts;Issuance of Investment Certificate to customers for yearly tax return purpose or for any interim requirements;Participate yearly Business Plan in liaison with senior management with forecasting macroeconomics indicators; Show less

Internal Control, Compliance & Reporting:Monitoring, supervising and controlling due diligence activities of the company as a core job responsibilities;Ensure and responsible for regulatory reporting on a monthly basis .i.e. Investment in Own portfolio, Net Capital, Financial Netting, Margin Loan, Branch Report, Activity report, etc. Prepare daily Compliance Report;Corresponding with regulators regarding any queries or investigations and maintain regulatory… Show more Internal Control, Compliance & Reporting:Monitoring, supervising and controlling due diligence activities of the company as a core job responsibilities;Ensure and responsible for regulatory reporting on a monthly basis .i.e. Investment in Own portfolio, Net Capital, Financial Netting, Margin Loan, Branch Report, Activity report, etc. Prepare daily Compliance Report;Corresponding with regulators regarding any queries or investigations and maintain regulatory affairs;Prepare and update necessary documents for routine and interim inspection(s) conducted by the regulators;Assist management in the issue that came in from time to time;Operations & Credit Risk Management:Monitoring and supervising credit facilities to branches; Disburse new credit facilities and follow up over all negative equity accounts;Ascertain appropriate debt-equity ratio and exposure limit for the customers according to the Company’s policy;Ensure due diligence activities in case of account opening and margin lending;Update daily Approved list of securities for margin accounts;Prepare daily MIS report of Capital Market Operation;Issuance of Investment Certificate to customers for yearly tax return purpose or for any interim requirements;Prepare yearly Business Plan with forecasting macroeconomics indicators; Show less

Ensure and responsible for regulatory reporting on a monthly basis .i.e. Investment in Own portfolio, Net Capital, Financial Netting, Margin Loan, Branch Report, Activity report, etc.Prepare daily Compliance Report;Update daily Approved list of securities for margin accounts;Prepare daily MIS report of Capital Market Operation;Issuance of Investment Certificate to customers for yearly tax return purpose or for any interim requirements;

1. Consult with prospective investors to assess their requirements and objectives and to recommend suitable investment options;2. Arrange and assist to buy and sell securities for customers;3. Ensure the rules and regulations are duly complied in case of execution of trade orders.4. Appraise the investors regarding the risk associated with investment in capital market; 5. Maintain appropriate debt-equity ratio and exposure limit for the customers according to the Company’s… Show more 1. Consult with prospective investors to assess their requirements and objectives and to recommend suitable investment options;2. Arrange and assist to buy and sell securities for customers;3. Ensure the rules and regulations are duly complied in case of execution of trade orders.4. Appraise the investors regarding the risk associated with investment in capital market; 5. Maintain appropriate debt-equity ratio and exposure limit for the customers according to the Company’s policy. 6. Ensure proper documentation in case of account opening and margin lending;7. Monitor investment performance and revise investment strategies according market situation;8. Issuance of Investment Certificate to customers for yearly tax return purpose or for any interim requirements.9. Ensure prospectuses, offer documents and publications including the updated market information are available to the customers hence assisting them to make a prudent decision on their investment.10. Prepare daily compliance report. Prepare monthly report on credit facilities. Update necessary documents for routine inspection conducted by the regulators. Show less

1. Consult with prospective investors to assess their requirements and objectives and to recommend suitable investment options;2. Arrange and assist to buy and sell securities for customers;3. Appraise the investors regarding the risk associated with investment in capital market; 4. Maintain appropriate debt-equity ratio and exposure limit for the customers according to the Company’s policy. 5. Monitor investment performance and revise investment strategies according market… Show more 1. Consult with prospective investors to assess their requirements and objectives and to recommend suitable investment options;2. Arrange and assist to buy and sell securities for customers;3. Appraise the investors regarding the risk associated with investment in capital market; 4. Maintain appropriate debt-equity ratio and exposure limit for the customers according to the Company’s policy. 5. Monitor investment performance and revise investment strategies according market situation;6. Issuance of Investment Certificate to customers for yearly tax return purpose or for any interim requirements.7. Ensure prospectuses, offer documents and publications including the updated market information are available to the customers hence assisting them to make a prudent decision on their investment. Show less