Suzanne Hammer Email & Phone Number
@roche.com
1 phone found area 650
LinkedIn matched
Who is Suzanne Hammer? Overview
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Suzanne Hammer is listed as Director at Vigilant at Vigilant, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at roche.com, phone signal with area code 650, and a matched LinkedIn profile for Suzanne Hammer.
Suzanne Hammer previously worked as Director at Vigilant and Compliance and Regulatory Relations Director at Morgan Stanley. Suzanne Hammer holds Ba, English from Saint Michael'S College.
Email format at Vigilant
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AeroLeads found 1 current-domain work email signal for Suzanne Hammer. Compare company email patterns before reaching out.
About Suzanne Hammer
Financial compliance leader with proven success working collaboratively across a large financial institution. Adept in interacting with and responding to regulatory officials, business leaders, and stakeholders in developing a compliance program that mitigates financial and reputational risk. Strong communicator with extensive market experience and excellent writing skills. Provided advice to business and compliance personnel and liaised and legal coverage, litigation, risk, internal audit, finance, ops and technology, effectively organizing and communicating the firm’s regulatory responses.Skills include Microsoft PowerPoint, Outlook, Excel and Word, Sharepoint, Citrix, FINRA’s Gateway, AXYS Advent Portfolio Software, Charles River; Bloomberg, CRM SalesLogix Please contact me at suzannehammer@gmail.com for compliance advisory, regulatory exam, asset management compliance and project management roles.
Listed skills include Leadership, Escalation, Documentation, Communication, and 5 others.
Suzanne Hammer's current company
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Suzanne Hammer work experience
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Compliance And Regulatory Relations Director
Responded to securities regulators, US Securities and Exchange Commission (SEC), US Commodities and Futures Trading Regulators, FINRA, and Self-Regulatory Organizations (SRO) in matters concerning Morgan Stanley’s global institutional and wealth management divisions.Developed policies and procedures with the relevant compliance coverage teams, legal.
Compliance Consultant
Compliance Consultant at Morgan Stanley and Co. LLCCoordinated with the relevant business units to research, analyze and respond to regulatory inquiries and exams from the US Securities and Exchange Commission, US Commodities and Futures Trading Commission, FINRA, and Self-Regulatory Organizations
Compliance Manager
SEC-registered investment adviserInvestment Advisers Act of 1940 Vendor / broker due diligencePreparation of required SEC filings and updates to Form ADVManaged Sub advisory compliance due diligence auditsQuarterly reportingDesigned Annual Review with the Chief Compliance Officer and formulated testing program based on the Advisers Act Rule 206(4)-7, Risk.
Suzanne Hammer education
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Saint Michael'S College
Frequently asked questions about Suzanne Hammer
Quick answers generated from the profile data available on this page.
What company does Suzanne Hammer work for?
Suzanne Hammer works for Vigilant.
What is Suzanne Hammer's role at Vigilant?
Suzanne Hammer is listed as Director at Vigilant at Vigilant.
What is Suzanne Hammer's email address?
AeroLeads has found 1 work email signal at @roche.com for Suzanne Hammer at Vigilant.
What is Suzanne Hammer's phone number?
AeroLeads has found 1 phone signal(s) with area code 650 for Suzanne Hammer at Vigilant.
Where is Suzanne Hammer based?
Suzanne Hammer is based in New York City Metropolitan Area, United States, United States while working with Vigilant.
What companies has Suzanne Hammer worked for?
Suzanne Hammer has worked for Vigilant, Morgan Stanley, Axiom Law, and Armstrong Shaw Associates.
How can I contact Suzanne Hammer?
You can use AeroLeads to view verified contact signals for Suzanne Hammer at Vigilant, including work email, phone, and LinkedIn data when available.
What schools did Suzanne Hammer attend?
Suzanne Hammer holds Ba, English from Saint Michael'S College.
What skills is Suzanne Hammer known for?
Suzanne Hammer is listed with skills including Leadership, Escalation, Documentation, Communication, Mentoring, Training, Customer Relationship Management, and Strategy.
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