Compliance Manager

Management of Compliance and Audit Teams. DPA Officer, MLRO and Approved Person for FCA. Responsible for compliance and audit strategy for business, covering both regulated and unregulated business.

Office Manager for Food Consultancy Business, including project management, finance and IT.Consultancy work for small companies assisting with anti-money laundering training, data protection training, general legal and regulatory advice, compliance procedures, assisting with queries from regulators, fraud procedures and anti-money laundering procedures.

Main contact point for FSA and OFTManaged all court cases involving PPI, Consumer Credit and general compliance working directly with BarristerWriting and delivering all regulatory training, including working with IT Department to produce an in-house electronic training systemManaged all ARROW, Thematic Review and general visits from the FSAResponding to all regulatory correspondenceResponsibilty for the Complaints Team, including main point of contact for Financial… Show more Main contact point for FSA and OFTManaged all court cases involving PPI, Consumer Credit and general compliance working directly with BarristerWriting and delivering all regulatory training, including working with IT Department to produce an in-house electronic training systemManaged all ARROW, Thematic Review and general visits from the FSAResponding to all regulatory correspondenceResponsibilty for the Complaints Team, including main point of contact for Financial Ombudsman ServiceReview of all customer facing documentsReview of all marketing materialManaged Data Protection Notifications and all queries from the Information Commissioner's OfficeManaged all Consumer Credit Licence renewals and new applicationsRepresenting the company as an active member of the Finance and Leasing AssociationAll regulatory reporting for the FSA Show less