Su Zuo Email & Phone Number

Washington, DC, US

Halethorpe, Maryland, US

As the Financial Advisor of the company, I am leveraging my expertise in financial planning, risk management, taxation and accounting to provide strategic financial guidance and help the company make informed decisions that promote financial stability and growth. My advisory services to the company include:- Fund raising and negotiating term sheets with.

New York, NY, US

- Serve as the counterparty credit risk subject matter expert responsible for evaluating the risk management and control framework of complex financial institutions with respect to counterparty credit risk.- Lead firm specific or horizontal supervisory reviews in areas of governance, strategy, financial condition, independent risk management, internal.

New York, NY, US

- Monitor and assess the safety and soundness of Large and Foreign Banking Organizations (LFBO), with a focus on financial risk management and capital and liquidity planning. - Participate in supervisory examinations related to capital planning, liquidity and the spectrum of financial risks, as well as ongoing monitoring of these areas.- Lead and assist in.

Washington, District Of Columbia, US

Washington, District Of Columbia, US

• Monitoring, assessing and testing the adequacy of firms’ risk controls, policies, and procedures in market risk, credit risk, liquidity risk, and operational risk, as well as cybersecurity and technology governance to.
• Plan examination scope by performing risk assessment and in-depth analysis of firms’ business, financial and risk structure.
• Manage and execute multiple simultaneous cycle and cause examinations of large, mid-sized and small broker dealers to ensure members are operating within SEC/FINRA rules.
• Prepare written examination reports and conduct exit meetings to effectively articulate complex regulatory concerns noted during examinations to member firms; as well as present exam related matters to senior.
• Familiar with various financial products such as equities and derivatives, fixed income, futures and forwards.
• Perform research on regulations; seek rule interpretations from FINRA Policy Group and SEC.

Conduct audit procedures and tests to determine compliance with applicable policies and auditing standards.Prepare working papers to support conclusions in accordance with audit standards.Research audit issues and communicate results verbally and in writing to client and management. Prepare financial statements for compilation reports, review reports and.

Analyze company's revenues; costs, financial liabilities, and assets. Produce and maintain Financial Reports such as balance sheets or profit/loss statements and report to administrators. Prepare monthly bank reconciliations.Completing or analyzing paperwork, handling accounts receivable, accounts payable, and payroll.Prepare company's quarterly and annual.

Use Prosystem fx Tax to prepare partnership, S corporation, individual, trust, gift and not-for-profit tax returns, coordinate and prepare some compliance work.Prepared annual tax projections and quarterly tax estimates and provision, including tax planning, for individual, partnership and corporation.Respond to IRS and multi-states regarding notices.

Handle Account Receivables, Bookkeeping and Production ReportingAnalyze Marine Insurance Risk and Issue Insurance Certificates Process Surety Bond Applications

Assisted Financial Executive which included processing applications of investment account, serving customers, answering phone calls and filing.

Executive Mba, Business Administration And Management, Strategic Management, Entrepreneurship

Master Of Science (M.S.), Taxation

Bachelor Of Business Administration; Cpa, Public Accounting