Swapnil Pardeshi Email and Phone Number

As a team leader in Transfer Agency, I have gained extensive experience in managing teams and providing high-quality service to clients. My focus is on maintaining efficiency and accuracy while adhering to regulatory requirements and deadlines.I lead a team of dedicated professionals who handle a variety of transactions, including Buy, Sell, Switch, Conversion, Product Switch, and Transfer. My team operates in a fast-paced environment and strives to provide the best service possible to our clients.I ensure that my team follows all regulatory guidelines, including Client Asset, Data Protection, and Financial Crime Prevention regulations. I review all work queues to ensure that our work is processed within SLAs and that any additional work is completed within the guidelines set by the Team Leader. I am also responsible for completing the OCP checklist on time when the Team Leader is absent.One of my key strengths is my ability to analyze and appraise work, identifying potential areas of concern that could lead to risk. I have also gained extensive knowledge of ISA, Unit Trust, OEIC product, ICVC, and CASS Knowledge. Additionally, I have experience working with systems such as FAST (Financial Administration System Technology), AWD 2X, AWD10.7, and AWD10.9 (Automated Work Distribution).I have a calm and organized approach to work and can prioritize effectively, even when working under pressure.I have excellent communication skills and can interact with all levels of staff, including senior management.I am experienced in procedures and requirements set by the FCA, including Money Laundering, Legal, High Risk Countries, and Documents regarding client verification and ML.In addition to my technical skills and knowledge, I also have experience in team management.I provide training to new joiners and handle the team in the absence of the Team Leader.My goal is to create a positive work environment and provide support to my team members in their professional growth.

I am a senior associate with over 11 years of experience in Financial Services Industry . Throughout my career, I have developed a deep expertise in executing complex transactions like merger / acquisition, Buy-sell. Providing guidance and support to help them deliver exceptional service to clients & also responsible for identifying opportunities for process improvements, developing and implementing new procedures to increase efficiency, and ensuring compliance with regulatory requirements.and have successfully managed complex engagements and delivered exceptional results to clients.