Stuart Dunn, Cams Email & Phone Number

Greater Cleveland

Serve as subject matter expert for long-term banking engagement, providing a broad range of Anti-Money Laundering (AML) services, focusing on case investigations and associated SAR filings, and Enhanced Due Diligence (EDD) reviews for designated high risk customers and associated KYC refreshes. Train newly on boarded analysts on client-specific policies and procedures as well as general investigations and SAR preparation guidance.Provide quality review and approvals of case work performed by other analysts, including detailed scorecard recording and e-filing form reviews. Trained new quality review investigators and provided ongoing guidance for issues and ever-changing policies, procedures, and risk tolerances. Generate detailed reporting and deliver managerial updates regarding product quality, quantity and timeliness as well as high risk case details, to both company project management and client department senior management. Perform team lead duties including analyst coaching and elevated risk approvals for qualifying cases prior to client quality review. Assist managers in client relations and project management; conducted secondary review of quality reviews.

Greater Cleveland

Performed case investigations and Suspicious Activity Report (SAR) preparation on a long-term engagement with a large national bank. Direct collaboration and communication with client bank management both in-person and via remote work. Full remote experience from March 2020 onwards. Special investigations experience involving pandemic-related fraud typologies including Personal Protective Equipment (PPE), Payroll Protection Program (PPP), state unemployment insurance, and stimulus checks.

Greater Cleveland

Provided mentorship and guidance to a team of alert analysts via pod structure, while continuing to perform alert adjudication on a long-term assignment. Long-term engagement adjudicating alerts with a high level of detail under heavy regulatory scrutiny for a banking client with operations throughout Latin America.

Greater Cleveland

Production-level AML analyst, focused primarily on alert adjudication and Enhanced Due Diligence (EDD) reviews, as well as niche Suspicious Activity Report (SAR) preparation. Serviced a diverse range of banking clients, ranging from small local banks to large national banks, with unique project scopes including Business As Usual (BAU) alerts, lookback alerts, backlogged alerts, and backlogged EDDs. Able to navigate changing policy, risk tolerance, and software ecosystems rapidly. Provided detailed reports outlining findings and recommended action based on analyses. Collaborated with teams to ensure client deadlines are being met while maintaining quality of work according to client policies and procedures.

Cleveland/Akron, Ohio Area

Tested and documented Interim and Year End Payroll, Treasury, Inventory, Financial Reporting, Revenue, and Enterprise cycle controls including but not limited to the preparation and review of account and bank reconciliations, borrowed interest worksheets, financial access and authorization, payroll processes, chargeback settlements, liability accruals, and independence / segregation of duties. Conducted IPE testing and submitted Recommendations / GAPs as needed.Solely responsible for SAP Configuration and Inherent control testing in the Financial Reporting, Revenue, Expenditure, Payroll, and Inventory cycles for SOX Assessment.Aided Internal Audit department with specific consolidation implementation items and subsidiary scope and risk assessment, chargeback controls, international field audits, and with intermittent questions pertaining to Microsoft Windows, Excel, Word, and SAP.

Kent, Ohio

College of Business Administration, Master of Science in Accounting.Member of the Graduate Student Advisory Council and Beta Alpha Psi

Master Of Science (Ms), Accounting

Activities and Societies: Beta Alpha Psi, Graduate Student Advisory Council

Bachelor Of Science (Bs), Food Service Management

Activities and Societies: American Culinary Federation; International Food Service Executives Association; Honors College; University.